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Institutional Investment Manager
FIRST FOUNDATION ADVISORS
FIRST FOUNDATION ADVISORS (CIK: 0001086763) incorporated in California, located at 18101 Von Karman Avenue, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001086763-16-000033) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 CYS Investments Inc 25,000 218 0.02%
302 INVESCO CALIF VALUE MUN INC 15,760 217 0.02%
303 ISHARES COHEN & STEERS REIT ETF 2,067 217 0.02%
304 CONSOLIDATED EDISON INC 2,850 215 0.01%
305 BLACKROCK MUNIYIELD CALI QLT 13,165 215 0.01%
306 ISHARES TR 1,726 214 0.01%
307 JACOBS ENGR GROUP INC 4,100 212 0.01%
308 INTELLIPHARMACEUTICS INTL IN 100,900 212 0.01%
309 STERICYCLE INC 2,575 206 0.01%
310 NIKE INC 3,887 205 0.01%
311 KAYNE ANDERSON ENERGY DEV COMPANY 10,352 196 0.01%
312 FORD MTR CO DEL 14,629 177 0.01%
313 BLACKROCK FLOATING RATE INCO 12,908 175 0.01%
314 TABULA RASA HEALTHCARE INC COM 11,100 159 0.01%
315 TICC CAPITAL CORP 25,126 146 0.01%
316 LIONS GATE ENTERTN 5,668 113 0.01%
317 GLADSTONE CAPITAL CORP 12,701 103 0.01%
318 Tanzanian Royalty Exploration 117,371 94 0.01%
319 FIFTH STREET FINANCE CORP 15,000 87 0.01%
320 PENN WEST PETE LTD NEW 46,000 83 0.01%
321 ALEXANDER & BALDWIN INC NEW COM 1,913 73 0.01%
322 ALLIANZGI CONV INCOME FD I 11,760 70 0.00%
323 NEUBERGER BERMAN RE COM 11,209 64 0.00%
324 Kcap Finl Inc Com 12,000 56 0.00%
325 ELDORADO GOLD CORP NEW 11,330 45 0.00%
326 UCP Inc CL A 3,494 31 0.00%
327 21st Century Fox, Inc. 642 16 0.00%
328 DIVERSIFIED REAL ASSET INC F 244 4 0.00%
329 LIBERTY GLOBAL PLC 122 3 0.00%
330 Bank Of America 18 WTS 10,000 1 0.00%
331 CITIGROUP INC 18,985 1 0.00%
332 Rubicon Minerals Corp 14,000 1 0.00%
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