| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,007,113 | 17,363,000 | 22.53% | ||
| 2 | Camelot Portfolios, LLC | 430,248 | 7,417,000 | 9.62% | ||
| 3 | FIRST FOUNDATION ADVISORS | 291,189 | 5,020,000 | 6.51% | ||
| 4 | WELLS FARGO & COMPANY/MN | 280,250 | 4,831,000 | 6.27% | ||
| 5 | Sterneck Capital Management, LLC | 266,819 | 4,600,000 | 5.97% | ||
| 6 | DUBUQUE BANK & TRUST CO | 209,558 | 3,613,000 | 4.69% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 200,100 | 3,450,000 | 4.48% | ||
| 8 | Commonwealth Equity Services, Inc | 128,968 | 2,223,000 | 2.88% | ||
| 9 | BB&T SECURITIES, LLC | 109,216 | 1,882,000 | 2.44% | ||
| 10 | DOLIVER ADVISORS, LP | 107,251 | 1,849,000 | 2.40% | ||
| 11 | WFG Advisors, LP | 103,434 | 1,783,000 | 2.31% | ||
| 12 | MORGAN STANLEY | 84,651 | 1,459,000 | 1.89% | ||
| 13 | Invesco Ltd. | 80,231 | 1,383,000 | 1.79% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 80,067 | 1,380,000 | 1.79% | ||
| 15 | Yorktown Management & Research Co Inc | 80,000 | 1,379,000 | 1.79% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 79,288 | 1,367,000 | 1.77% | ||
| 17 | GEODE CAPITAL MANAGEMENT, LLC | 78,957 | 1,361,000 | 1.77% | ||
| 18 | DAVENPORT & Co LLC | 72,996 | 1,258,451 | 1.63% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 61,438 | 1,059,000 | 1.37% | ||
| 20 | UBS Group AG | 59,015 | 1,018,000 | 1.32% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 57,502 | 991,000 | 1.29% | ||
| 22 | LPL Financial LLC | 56,909 | 967,000 | 1.25% | ||
| 23 | CITIGROUP INC | 48,016 | 828,000 | 1.07% | ||
| 24 | Windsor Capital Management, LLC | 44,622 | 769,000 | 1.00% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 44,624 | 769,000 | 1.00% | ||
| 26 | BAIRD FINANCIAL GROUP, INC. | 44,402 | 765,000 | 0.99% | ||
| 27 | SHEPHERD KAPLAN KROCHUK, LLC | 36,380 | 627,000 | 0.81% | ||
| 28 | CSS LLC/IL | 35,471 | 612,000 | 0.79% | ||
| 29 | ROYAL BANK OF CANADA | 32,876 | 567,000 | 0.74% | ||
| 30 | Coe Capital Management, LLC | 34,481 | 557,213 | 0.72% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 31,951 | 551,000 | 0.71% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 26,476 | 456,000 | 0.59% | ||
| 33 | OPPENHEIMER & CO INC | 19,032 | 328,000 | 0.43% | ||
| 34 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 17,863 | 308,000 | 0.40% | ||
| 35 | STIFEL FINANCIAL CORP | 16,479 | 284,000 | 0.37% | ||
| 36 | CLOUGH CAPITAL PARTNERS L P | 15,800 | 272,000 | 0.35% | ||
| 37 | Capital Investment Advisors, LLC | 15,428 | 266,000 | 0.35% | ||
| 38 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 13,935 | 240,000 | 0.31% | ||
| 39 | Stockman Wealth Management, Inc. | 13,585 | 234,000 | 0.30% | ||
| 40 | Dorsey & Whitney Trust CO LLC | 10,215 | 176,000 | 0.23% | ||
| 41 | UNITED FIRE GROUP INC | 8,747 | 151,000 | 0.20% | ||
| 42 | D.A. DAVIDSON & CO. | 8,380 | 144,000 | 0.19% | ||
| 43 | ADVISOR GROUP, INC. | 7,945 | 138,000 | 0.18% | ||
| 44 | IFP ADVISORS, INC | 5,958 | 103,000 | 0.13% | ||
| 45 | NEXT Financial Group, Inc | 3,124 | 54,000 | 0.07% | ||
| 46 | ENVESTNET ASSET MANAGEMENT INC | 2,058 | 35,000 | 0.05% | ||
| 47 | JNBA Financial Advisors | 1,609 | 28,000 | 0.04% | ||
| 48 | SIGNATUREFD, LLC | 1,609 | 28,000 | 0.04% | ||
| 49 | MSI Financial Services Inc | 1,269 | 22,000 | 0.03% | ||
| 50 | DUNCKER STREETT & CO INC | 1,002 | 17,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
