Dark
Light
System
Institutional Investment Manager
Paloma Partners Management Co
Paloma Partners Management Co (CIK: 0001103882) incorporated in Delaware, located at Two American Lane, Greenwich, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001103882-14-000004) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
101 ANNALY CAP MGMT INC 500,000 530 0.02% PRN
102 ANSYS 4,516 342 0.01%
103 ANWORTH MTG ASSET CORP 16,716 86 0.00%
104 AON PLC 24,019 2,164 0.09%
105 AON PLC 532 48 0.00%
106 APACHE CORP 328 33 0.00%
107 APACHE CORP 5,000 503 0.02%
108 APACHE CORP 36,744 3,697 0.15%
109 API TECHNOLOGIES CORP 138,592 380 0.02%
110 APOLLO ED GROUP INC 12,710 397 0.02%
111 APOLLO INVT CORP 967,815 8,333 0.34%
112 APPLE INC 1,900 177 0.01%
113 APPLE INC 26,000 2,416 0.10% Call
114 APPLE INC 40,000 3,717 0.15% Put
115 APPLE INC 2,100 195 0.01%
116 APPLE INC 90,839 8,442 0.35%
117 APPLIED INDL TECHNOLOGIES IN 6,062 308 0.01%
118 ARCHER DANIELS MIDLAND CO 15,200 670 0.03%
119 ARCHER DANIELS MIDLAND CO 3,668 162 0.01%
120 ARES CAPITAL CORP 507,826 9,070 0.37%
121 ARGO GROUP INTERNATIONAL 7,573 387 0.02%
122 ARGOS THERAPEUTICS INC 17,948 144 0.01%
123 ARMOUR RESIDENTIAL REIT 119,911 519 0.02%
124 ARROW ELECTRONICS 12,199 737 0.03%
125 ASBURY AUTOMOTIVE GROUP INC COM 5,335 367 0.02%
126 ASCENT CAP GROUP INC 2,879 190 0.01%
127 ASCENT CAP GROUP INC 226 15 0.00%
128 ASPEN TECHNOLOGY COM USD0.10 16,360 759 0.03%
129 ASSOCIATED BANC CORP 25,102 454 0.02%
130 ASTEC INDS INC 8,896 390 0.02%
131 ASTORIA FINL CORPORATION 26,550 357 0.01%
132 ASTRAZENECA PLC 50,000 3,716 0.15%
133 AT&T INC 6,423 227 0.01%
134 AT&T INC 332,368 11,753 0.48%
135 ATHENA HEALTH INC. 92,846 11,618 0.48%
136 ATHENA HEALTH INC. 327 41 0.00%
137 ATLANTIC PWR CORP 12,031 49 0.00%
138 ATLAS AIR WORLDWIDE HLDGS IN 5,868 216 0.01%
139 AUTODESK INC 2,600 147 0.01%
140 AUTODESK INC 6,500 366 0.02% Put
141 AUTODESK INC 13,300 750 0.03%
142 AUTONAVI HOLDINGS LTD-ADR 220,000 4,598 0.19%
143 AUTOZONE INC 1,407 754 0.03%
144 AUTOZONE INC 73 39 0.00%
145 AVAGO TECHNOLOGIES LTD SHS 2,980 215 0.01%
146 AVALONBAY COMM 2,000 284 0.01% Put
147 AVEO PHARMACEUTICALS INC 223,440 409 0.02%
148 AVIAT NETWORKS INC COM 263,330 337 0.01%
149 AVISTA CORP 6,789 228 0.01%
150 AVON PRODS INC 1,000 15 0.00%
Page 3 of 30