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ARGOS THERAPEUTICS INC
ARGOS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 30 Institutional holders with a total value of $34,718,043.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 1,242,194 9,975,000 28.73%
2 MARXE AUSTIN W & GREENHOUSE DAVID M 750,000 6,022,000 17.35%
3 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 743,924 5,974,000 17.21%
4 WALL STREET ASSOCIATES 522,500 4,196,000 12.09%
5 ALTRINSIC GLOBAL ADVISORS LLC 250,000 2,008,000 5.78%
6 Pine River Capital Management L.P. 238,425 1,915,000 5.52%
7 Alyeska Investment Group, L.P. 135,237 1,086,000 3.13%
8 VANGUARD GROUP INC 105,431 847,000 2.44%
9 Pinnacle Summer Investments, Inc. 75,415 488,000 1.41%
10 NORTHERN TRUST CORP 40,013 322,000 0.93%
11 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 34,700 279,000 0.80%
12 SHEPHERD KAPLAN KROCHUK, LLC 33,286 267,000 0.77%
13 DEUTSCHE BANK AG\ 29,692 238,000 0.69%
14 KEYBANK NATIONAL ASSOCIATION/OH 26,867 216,000 0.62%
15 STONERIDGE INVESTMENT PARTNERS LLC 25,811 207,000 0.60%
16 GEODE CAPITAL MANAGEMENT, LLC 20,784 166,000 0.48%
17 Paloma Partners Management Co 17,948 144,000 0.41%
18 BANK OF AMERICA CORP /DE/ 16,681 134,000 0.39%
19 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 11,972 96,000 0.28%
20 BARCLAYS PLC 6,032 48,000 0.14%
21 CITIGROUP INC 4,113 33,000 0.10%
22 PARADIGM ASSET MANAGEMENT CO LLC 3,600 28,908 0.08%
23 MORGAN STANLEY 883 7,000 0.02%
24 BlackRock Investment Management, LLC 752 6,000 0.02%
25 BNP PARIBAS FINANCIAL MARKETS 564 4,529 0.01%
26 THOMPSON DAVIS & CO., INC. 500 4,000 0.01%
27 Tower Research Capital LLC (TRC) 263 2,000 0.01%
28 ROYAL BANK OF CANADA 300 2,000 0.01%
29 AMERICAN INTERNATIONAL GROUP, INC. 200 1,606 0.00%
30 BANK OF MONTREAL /CAN/ 110 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.