Dark
Light
System
Institutional Investment Manager
Paloma Partners Management Co
Paloma Partners Management Co (CIK: 0001103882) incorporated in Delaware, located at Two American Lane, Greenwich, CT. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001103882-14-000004) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
101 Jive Software Inc 703,562 5,987 0.25%
102 RAIT Financial 6,102,000 5,979 0.25% PRN
103 UNS ENERGY CORP 97,208 5,872 0.24%
104 AMERICAN EXPRESS CO 61,163 5,803 0.24%
105 FIFTH STREET FINANCE CORP 588,950 5,789 0.24%
106 UNITEDHEALTH GROUP INC 69,414 5,675 0.23%
107 AGCO CORP 4,031,000 5,555 0.23% PRN
108 BOEING CO 43,657 5,554 0.23%
109 MAIN STREET CAPITAL CORP 168,064 5,534 0.23%
110 SUNPOWER CORP 3,000,000 5,519 0.23% PRN
111 DELTA AIRLINES INC DEL 140,838 5,453 0.22%
112 PENSKE AUTOMOTIVE GRP INC 109,397 5,415 0.22%
113 ISHARES TR 75,000 5,384 0.22%
114 ISHARES TR 75,000 5,384 0.22% Put
115 NXSTAGE MED INC COM 367,400 5,280 0.22%
116 MGIC INVT CORP WIS 4,500,000 5,278 0.22% PRN
117 ISHARES TR 138,400 5,126 0.21% Put
118 SANDISK CORP FIXED RT SR NT CONV 1.500 percent 08/15/17 B/E DTD 08/25/10 2,500,000 5,117 0.21% PRN
119 EXPRESS INC COM NEW 300,000 5,109 0.21%
120 AK STL CORP 3,066,000 5,092 0.21% PRN
121 GIGAMON INC 260,000 4,976 0.20% Call
122 EBAY INC 97,404 4,876 0.20%
123 Safeway Inc - Safeway PDC LLC CVR 140,943 4,840 0.20%
124 FOSTER WHEELER LIMITED 141,059 4,806 0.20%
125 ALEXION PHARMACEUTICALS INC 30,753 4,805 0.20%
126 U S G CORP 154,355 4,651 0.19%
127 SELECT SECTOR SPDR TR 204,500 4,650 0.19% Call
128 AUTONAVI HOLDINGS LTD-ADR 220,000 4,598 0.19%
129 TWENTY FIRST CENTY FOX INC 130,198 4,576 0.19%
130 COMMUNITY HEALTH SYS INC NEW 100,000 4,537 0.19%
131 Micros Systems 65,500 4,447 0.18%
132 ISHARES TR 102,500 4,431 0.18% Call
133 CHIPOTLE MEXICAN GRILL INC 7,400 4,385 0.18% Put
134 SUNPOWER CORP 106,620 4,369 0.18%
135 UNION PAC CORP 43,794 4,368 0.18%
136 HERCULES CAPITAL INC 265,074 4,284 0.18%
137 NCR CORP NEW 120,000 4,211 0.17%
138 PROTECTIVE LIFE CO 60,000 4,160 0.17%
139 SOLAR CAP LTD 193,512 4,118 0.17%
140 FIREEYE INC 100,000 4,055 0.17%
141 PEPSICO INC 45,177 4,036 0.17%
142 ABBOTT LABS 98,369 4,023 0.16%
143 Violin Memory, Inc. 907,700 4,021 0.16%
144 CELGENE CORP 46,444 3,989 0.16%
145 FIRST BANCORP P R COM NEW 721,803 3,927 0.16%
146 GIGAMON INC 200,000 3,828 0.16%
147 WILLIAMS CLAYTON ENERGY INC 27,500 3,778 0.15%
148 APPLE INC 40,000 3,717 0.15% Put
149 ASTRAZENECA PLC 50,000 3,716 0.15%
150 UNISYS CORP 150,000 3,711 0.15%
Page 3 of 30