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Institutional Investment Manager
HABERER REGISTERED INVESTMENT ADVISOR INC
HABERER REGISTERED INVESTMENT ADVISOR INC (CIK: 0001116943) incorporated in Ohio, located at 201 E. 5th Street, Suite 1100, Cincinnati, OH. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 434 holdings with a total value of $208,013,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 WELLS FARGO & CO NEW 18,824 936,000 0.45% SH
52 CATERPILLAR INC 8,809 875,000 0.42% SH
53 SELECT SECTOR SPDR TR 35,900 802,000 0.39% SH
54 SELECT SECTOR SPDR TR 8,774 782,000 0.38% SH
55 ISHARES TR 7,796 778,000 0.37% SH
56 DUKE ENERGY CORP NEW 10,606 755,000 0.36% SH
57 JOHNSON & JOHNSON 6,517 640,000 0.31% SH
58 UNITED TECHNOLOGIES CORP 5,441 636,000 0.31% SH
59 SELECT SECTOR SPDR TR 11,451 600,000 0.29% SH
60 AMGEN INC 4,675 577,000 0.28% SH
61 ISHARES TR 8,013 538,000 0.26% SH
62 WAL-MART STORES INC 6,700 512,000 0.25% SH
63 HONEYWELL INTL INC 5,450 506,000 0.24% SH
64 INTEL CORP 19,472 502,000 0.24% SH
65 UNITEDHEALTH GROUP INC 6,079 498,000 0.24% SH
66 PEPSICO INC 5,910 493,000 0.24% SH
67 ABBVIE INC 8,829 453,000 0.22% SH
68 ISHARES NASDAQ BIOTECHNOLOGY ETF 406 452,000 0.22% SH
69 MICROSOFT CORP 10,969 450,000 0.22% SH
70 CHEVRON CORP NEW 3,590 427,000 0.21% SH
71 BOEING CO 3,212 403,000 0.19% SH
72 AT&T INC 11,377 399,000 0.19% SH
73 Abbott Labs Common 8,279 319,000 0.15% SH
74 VANGUARD INDEX FDS 3,305 309,000 0.15% SH
75 SCRIPPS NETWORKS INTERACT IN 4,000 304,000 0.15% SH
76 GLAXOSMITHKLINE PLC 5,158 276,000 0.13% SH
77 COMCAST CORP NEW 5,500 268,000 0.13% SH
78 POWERSHARES ETF TRUST 8,040 262,000 0.13% SH
79 VANGUARD INTL EQUITY INDEX F 6,150 250,000 0.12% SH
80 3M CO 1,743 236,000 0.11% SH
81 UNITED BANKSHARES INC WEST VA COM 7,677 235,000 0.11% SH
82 CINTAS 3,800 227,000 0.11% SH
83 ISHARES TR 1,205 227,000 0.11% SH
84 EXPRESS SCRIPTS HLDG CO 3,003 225,000 0.11% SH
85 AMAZON COM INC 638 215,000 0.10% SH
86 HOME DEPOT INC 2,611 207,000 0.10% SH
87 LILLY ELI & CO 3,428 202,000 0.10% SH
88 AMERICAN EXPRESS CO 2,054 185,000 0.09% SH
89 DEVON ENERGY CORP NEW 2,650 177,000 0.09% SH
90 Atwood Oceanics Inc 3,500 176,000 0.08% SH
91 Archer-Daniels-Midland 4,039 175,000 0.08% SH
92 SELECT SECTOR SPDR TR 2,968 174,000 0.08% SH
93 UNION PAC CORP 925 174,000 0.08% SH
94 ISHARES RUSSELL 1000 ETF 1,602 168,000 0.08% SH
95 HELEN OF TROY LTD 2,400 166,000 0.08% SH
96 COMCAST CORP NEW 3,175 159,000 0.08% SH
97 KROGER CO 3,225 141,000 0.07% SH
98 ISHARES TR 2,300 136,000 0.07% SH
99 BERKSHIRE HATHAWAY INC DE CL B NEW 996 124,000 0.06% SH
100 ISHARES TR 1,800 122,000 0.06% SH
Page 2 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001116943-14-000002, filed 2014.04.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.