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Institutional Investment Manager
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP (CIK: 0001125816) incorporated in Illinois, located at 120 East Liberty Drive, Wheaton, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 2,269 holdings with a total value of $31,754,254,000.
#
Name
Shares
Value ($)
%
Options
Notes
2201 CONSTELLATION BRANDS INC 473,153 78,260,000 0.25%
2202 WHOLE FOODS MKT INC 2,448,122 78,389,000 0.25%
2203 TELEPHONE DATA SYS INC 2,717,632 80,605,000 0.25%
2204 AMEREN CORP 1,507,149 80,753,000 0.25%
2205 CONSOLIDATED EDISON INC 1,019,300 81,992,000 0.26%
2206 CONAGRA BRANDS INC 1,722,180 82,337,000 0.26%
2207 FIRST TRUST UK ALPHADEX ETF 2,487,095 82,696,000 0.26%
2208 LEVEL 3 COMM 1,639,437 84,415,000 0.27%
2209 VERISIGN INC 996,787 86,182,000 0.27%
2210 MICROSOFT CORP 1,689,206 86,437,000 0.27%
2211 TWITTER INC 5,249,841 88,775,000 0.28%
2212 APPLE INC 942,018 90,057,000 0.28%
2213 FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 2,009,059 91,171,000 0.29%
2214 EXELON CORP 2,515,433 91,461,000 0.29%
2215 SPRINT CORP 20,373,523 92,292,000 0.29%
2216 FIRST TR EXCH TRD ALPHA FD I 2,706,126 93,605,000 0.29%
2217 FIRST TR EXCH TRD ALPHA FD I 2,435,503 93,986,000 0.30%
2218 PINNACLE WEST 1,166,684 94,571,000 0.30%
2219 LUMEN TECHNOLOGIES INC 3,271,319 94,901,000 0.30%
2220 FIRST TR EXCHANGE TRADED FD 3,518,540 95,528,000 0.30%
2221 CVS HEALTH CORP 1,015,138 97,189,000 0.31%
2222 EXPEDIA INC DEL 916,824 97,458,000 0.31%
2223 QUALCOMM INC 1,923,640 103,049,000 0.32%
2224 AMERICAN ELEC PWR INC 1,472,448 103,204,000 0.33%
2225 CITRIX SYS INC 1,307,337 104,705,000 0.33%
2226 MERCK & CO INC 1,824,109 105,087,000 0.33%
2227 PILGRIMS PRIDE CORP NEW 4,139,066 105,463,000 0.33%
2228 RITE AID CORP 14,089,494 105,530,000 0.33%
2229 JUNIPER NETWORKS 4,746,961 106,759,000 0.34%
2230 SCANA 1,417,831 107,273,000 0.34%
2231 CAMPBELL SOUP CO 1,648,023 109,643,000 0.35%
2232 BUNGE LIMITED 1,881,016 111,262,000 0.35%
2233 PUBLIC SVC ENTERPRISE GRP IN 2,429,344 113,232,000 0.36%
2234 MCCORMICK & CO INC 1,070,844 114,227,000 0.36%
2235 AKAMAI TECHNOLOGIES INC 2,117,187 118,414,000 0.37%
2236 DUKE ENERGY CORP NEW 1,440,059 123,543,000 0.39%
2237 EBAY INC 5,279,178 123,586,000 0.39%
2238 KRAFT HEINZ CO 1,426,029 126,175,000 0.40%
2239 SPECTRUM BRANDS HLDGS INC 1,073,829 128,119,000 0.40%
2240 PROCTER AND GAMBLE CO 1,514,375 128,222,000 0.40%
2241 TYSON FOODS INC 1,924,736 128,553,000 0.40%
2242 PFIZER INC 3,693,523 130,049,000 0.41%
2243 Intuit Inc 697,801 132,059,000 0.42%
2244 SYSCO CORP 2,689,144 136,447,000 0.43%
2245 MONDELEZ INTL INC 3,052,073 138,900,000 0.44%
2246 YAHOO INC 3,782,249 142,061,000 0.45%
2247 REYNOLDS AMERICAN INC 2,710,702 146,188,000 0.46%
2248 INGREDION INC 1,130,178 146,256,000 0.46%
2249 INTERNATIONAL BUSINESS MACHS 1,012,848 153,730,000 0.48%
2250 PHILIP MORRIS INTL INC 1,554,539 158,128,000 0.50%
Page 45 of 46

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445546-16-009860, filed 2016.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.