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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 29 Institutional holders with a total value of $118,332,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 2,487,095 82,696,000 69.88%
2 SG Americas Securities, LLC 159,438 5,301,000 4.48%
3 SOCIETE GENERALE 159,438 5,301,000 4.48%
4 ACG Wealth 144,734 4,812,000 4.07%
5 HighTower Advisors, LLC 131,301 4,363,000 3.69%
6 CREDIT SUISSE AG/ 100,000 3,325,000 2.81%
7 MORGAN STANLEY 88,120 2,930,000 2.48%
8 Virtu KCG Holdings LLC 51,075 1,698,000 1.43%
9 UBS Group AG 42,360 1,408,000 1.19%
10 WELLS FARGO & COMPANY/MN 36,410 1,210,000 1.02%
11 CITADEL ADVISORS LLC 33,506 1,114,000 0.94%
12 ROYAL BANK OF CANADA 26,361 876,000 0.74%
13 Janney Montgomery Scott LLC 19,464 781,000 0.66%
14 RAYMOND JAMES & ASSOCIATES 14,364 478,000 0.40%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 12,559 418,000 0.35%
16 Kovack Advisors, Inc. 11,949 397,000 0.34%
17 BANK OF AMERICA CORP /DE/ 10,507 349,000 0.29%
18 OLD MISSION CAPITAL LLC 9,099 303,000 0.26%
19 LPL Financial LLC 8,911 275,000 0.23%
20 IFP ADVISORS, INC 4,322 144,000 0.12%
21 FLOW TRADERS U.S. LLC 2,280 76,000 0.06%
22 MSI Financial Services Inc 887 30,000 0.03%
23 CITIGROUP INC 701 23,000 0.02%
24 WFG Advisors, LP 257 9,000 0.01%
25 PNC FINANCIAL SERVICES GROUP, INC. 221 7,000 0.01%
26 Gradient Investments LLC 107 4,000 0.00%
27 JPMORGAN CHASE & CO 89 3,000 0.00%
28 CRIBSTONE CAPITAL MANAGEMENT, LLC 42 1,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.