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Institutional Investment Manager
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP (CIK: 0001125816) incorporated in Illinois, located at 120 East Liberty Drive, Wheaton, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 2,269 holdings with a total value of $31,754,254,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 LUMEN TECHNOLOGIES INC 3,271,319 94,901,000 0.30%
52 PINNACLE WEST 1,166,684 94,571,000 0.30%
53 FIRST TR EXCH TRD ALPHA FD I 2,435,503 93,986,000 0.30%
54 FIRST TR EXCH TRD ALPHA FD I 2,706,126 93,605,000 0.29%
55 SPRINT CORP 20,373,523 92,292,000 0.29%
56 EXELON CORP 2,515,433 91,461,000 0.29%
57 FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 2,009,059 91,171,000 0.29%
58 APPLE INC 942,018 90,057,000 0.28%
59 TWITTER INC 5,249,841 88,775,000 0.28%
60 MICROSOFT CORP 1,689,206 86,437,000 0.27%
61 VERISIGN INC 996,787 86,182,000 0.27%
62 LEVEL 3 COMM 1,639,437 84,415,000 0.27%
63 FIRST TRUST UK ALPHADEX ETF 2,487,095 82,696,000 0.26%
64 CONAGRA BRANDS INC 1,722,180 82,337,000 0.26%
65 CONSOLIDATED EDISON INC 1,019,300 81,992,000 0.26%
66 AMEREN CORP 1,507,149 80,753,000 0.25%
67 TELEPHONE DATA SYS INC 2,717,632 80,605,000 0.25%
68 WHOLE FOODS MKT INC 2,448,122 78,389,000 0.25%
69 CONSTELLATION BRANDS INC 473,153 78,260,000 0.25%
70 NU SKIN ENTERPRISES INC 1,638,613 75,688,000 0.24%
71 GENERAL MLS INC 1,051,109 74,965,000 0.24%
72 SPROUTS FMRS MKT INC 3,265,626 74,783,000 0.24%
73 SOUTHERN CO 1,386,390 74,352,000 0.23%
74 TRIPADVISOR INC 1,154,885 74,259,000 0.23%
75 FIRSTENERGY CORP 2,110,596 73,681,000 0.23%
76 WALGREENS BOOTS ALLIANCE INC 874,292 72,802,000 0.23%
77 OGE ENERGY CORP 2,138,265 70,028,000 0.22%
78 ANTERO RES CORP 2,630,647 68,344,000 0.22%
79 KIMBERLY CLARK CORP 494,642 68,003,000 0.21%
80 ABBVIE INC 1,069,643 66,222,000 0.21%
81 VALERO ENERGY CORP NEW 1,290,665 65,824,000 0.21%
82 EXXON MOBIL CORP 694,916 65,141,000 0.21%
83 TD AMERITRADE HLDG CORP 2,272,061 64,697,000 0.20%
84 CHEVRON CORP NEW 613,239 64,286,000 0.20%
85 PPL CORP 1,685,230 63,617,000 0.20%
86 T MOBILE US INC 1,460,524 63,197,000 0.20%
87 HORMEL FOODS CORP 1,695,333 62,049,000 0.20%
88 FRONTIER COMMUNICATIONS CORP 12,526,130 61,879,000 0.19%
89 ITC HOLDINGS 1,321,282 61,862,000 0.19%
90 CHURCH & DWIGHT 594,842 61,203,000 0.19%
91 XCEL ENERGY INC 1,364,832 61,117,000 0.19%
92 HEWLETT PACKARD ENTERPRISE C 3,324,101 60,731,000 0.19%
93 KELLOGG CO 742,308 60,609,000 0.19%
94 HERBALIFE LTD 1,020,209 59,713,000 0.19%
95 E TRADE FINANCIAL CORP 2,538,545 59,630,000 0.19%
96 TEXAS INSTRS INC 949,428 59,482,000 0.19%
97 MARATHON OIL CORP 3,918,463 58,816,000 0.19%
98 GREAT PLAINS ENERGY INC 1,933,407 58,776,000 0.19%
99 VECTREN CORP 1,101,448 58,013,000 0.18%
100 NETSUITE INC 794,402 57,832,000 0.18%
Page 2 of 46

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445546-16-009860, filed 2016.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.