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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 PHH CORP 6,000,000 11,420,000 0.24% PRN
302 NORTHSTAR RLTY FIN CORP COM NEW 647,748 11,446,000 0.24%
303 APPLE INC 114,691 11,555,000 0.24%
304 OSHKOSH CORP 265,951 11,742,000 0.25%
305 MORGAN STANLEY 343,648 11,880,000 0.25%
306 VISTEON CORP COM NEW 124,433 12,101,000 0.26%
307 METLIFE INC 225,873 12,134,000 0.26%
308 SOLARCITY CORP 206,498 12,307,000 0.26%
309 LENNOX INTL INC 160,496 12,337,000 0.26%
310 RED HAT INC 220,067 12,357,000 0.26%
311 Lamar Advertising Co A 253,091 12,465,000 0.26%
312 FXCM INC 12,000,000 12,526,000 0.26% PRN
313 B/E AEROSPACE INC 150,161 12,605,000 0.27%
314 NRG Yield Inc 271,293 12,764,000 0.27%
315 CMS ENERGY CORP 443,772 13,162,000 0.28%
316 YELP INC 194,585 13,280,000 0.28%
317 NORTHEASTUTILITI 300,328 13,305,000 0.28%
318 QIHOO 360 TECHNOLOGY CO LTD 197,513 13,326,000 0.28%
319 WEB COM GROUP INC 15,000,000 13,809,000 0.29% PRN
320 WERNER ENTERPRISES INC 548,184 13,814,000 0.29%
321 AMERICAN ELEC PWR INC 265,498 13,862,000 0.29%
322 SILGAN HOLDINGS INC 296,627 13,941,000 0.29%
323 FIFTH THIRD BANCORP 700,098 14,016,000 0.30%
324 APOLLO ED GROUP INC 560,576 14,098,000 0.30%
325 SONOCO PRODS CO 359,132 14,110,000 0.30%
326 CLAYMORE EXCHANGE TRD FD TR 348,109 14,151,000 0.30%
327 ANIXTER INTL INC 166,833 14,154,000 0.30%
328 COMMERCIAL METALS CO COM 830,194 14,171,000 0.30%
329 PINNACLE WEST 262,534 14,345,000 0.30%
330 SIGNATURE BANK 128,353 14,383,000 0.30%
331 REGIONS FINANCIAL CORP NEW 1,439,528 14,453,000 0.31%
332 EDISON INTL 258,516 14,456,000 0.31%
333 AK STL HLDG CORP 1,814,963 14,538,000 0.31%
334 QUANTA SVCS INC 405,428 14,713,000 0.31%
335 SEMPRA ENERGY 140,650 14,822,000 0.31%
336 BAKER HUGHES INC 231,423 15,056,000 0.32%
337 ARCELORMITTAL SA LUXEMBOURG 1,108,773 15,179,000 0.32%
338 KRAFT HEINZ CO COM 276,850 15,614,000 0.33%
339 RELIANCE STEEL & ALUMINUM CO 228,420 15,624,000 0.33%
340 CHESAPEAKE ENERGY CORP 15,600,000 15,835,000 0.33% PRN
341 CITIGROUPINC 308,274 15,975,000 0.34%
342 JINKOSOLAR HLDG CO LTD 600,864 16,518,000 0.35%
343 XCEL ENERGY INC 543,750 16,530,000 0.35%
344 CONSTELLIUM NV CL A 705,368 17,359,000 0.37%
345 EOG RES INC 175,960 17,424,000 0.37%
346 HUB GROUP INC CL A 435,882 17,666,000 0.37%
347 PPG INDS INC 90,713 17,847,000 0.38%
348 PORTLAND GEN ELEC CO 557,882 17,919,000 0.38%
349 FOOT LOCKER INC 323,290 17,991,000 0.38%
350 NVIDIA CORPORATION 990,770 18,280,000 0.39%
Page 7 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER INC NEW 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 SIGMA ALDRICH 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER INC NEW 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
3 TW TELECOM INC 880,917 36,655,000 21.73%
4 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%