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DRESSER-RAND GROUP INC
DRESSER-RAND GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 325 Institutional holders with a total value of $6,777,298,502.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ALPINE ASSOCIATES ADVISORS 48,887 594,300,000 8.77%
2 JANUS HENDERSON INVESTORS US LLC 5,547,425 456,331,000 6.73%
3 VANGUARD GROUP INC 4,530,048 372,642,000 5.50%
4 York Capital Management Global Advisors, LLC 3,676,225 302,406,000 4.46%
5 UBS AG 2,539,823 208,925,000 3.08%
6 BlackRock Fund Advisors 2,378,883 195,687,000 2.89%
7 HBK INVESTMENTS L P 2,285,719 188,023,000 2.77%
8 IRIDIAN ASSET MANAGEMENT LLC/CT 2,161,295 177,788,000 2.62%
9 BlackRock Institutional Trust Company, N.A. 2,076,298 170,796,000 2.52%
10 STATE STREET CORP 2,001,498 164,645,000 2.43%
11 OXFORD ASSET MANAGEMENT LLP 1,954,230 160,833,000 2.37%
12 DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 1,947,291 160,184,000 2.36%
13 D. E. Shaw & Co., Inc. 1,820,867 149,785,000 2.21%
14 FMR LLC 1,726,293 142,005,000 2.10%
15 Westchester Capital Management, LLC 1,647,981 135,563,000 2.00%
16 BARCLAYS PLC 1,145,459 93,927,000 1.39%
17 Invesco Ltd. 1,080,962 88,920,000 1.31%
18 HARVARD MANAGEMENT CO INC 841,675 69,236,000 1.02%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 834,191 68,621,000 1.01%
20 GOLDMAN SACHS GROUP INC 813,797 66,943,000 0.99%
21 TIG Advisors, LLC 809,712 66,607,000 0.98%
22 Bank of New York Mellon Corp 797,615 65,611,000 0.97%
23 Pine River Capital Management L.P. 690,724 56,818,000 0.84%
24 GAMCO INVESTORS, INC. ET AL 681,750 56,081,000 0.83%
25 Pine River Capital Management L.P. 650,000 53,470,000 0.79% Call
26 BlackRock Investment Management, LLC 632,641 52,041,000 0.77%
27 NORGES BANK 598,264 49,213,000 0.73%
28 JPMORGAN CHASE & CO 597,126 49,119,000 0.72%
29 GABELLI FUNDS LLC 595,500 48,986,000 0.72%
30 NORTHERN TRUST CORP 578,127 47,557,000 0.70%
31 First Eagle Investment Management, LLC 573,800 47,201,000 0.70%
32 ArrowMark Colorado Holdings LLC 540,346 44,449,000 0.66%
33 WATER ISLAND CAPITAL LLC 533,687 43,901,093 0.65%
34 TWO SIGMA INVESTMENTS, LP 512,990 42,199,000 0.62%
35 AQR CAPITAL MANAGEMENT LLC 500,000 41,130,000 0.61%
36 EAGLE BOSTON INVESTMENT MANAGEMENT INC 482,231 39,668,000 0.59%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 475,400 39,106,000 0.58% Call
38 JET CAPITAL INVESTORS L P 450,000 37,017,000 0.55%
39 MORGAN STANLEY 443,581 36,488,000 0.54%
40 Spot Trading L.L.C 415,800 34,204,000 0.50% Put
41 HERMES INVESTMENT MANAGEMENT LTD 402,940 33,146,000 0.49%
42 UBS AG 401,000 32,986,000 0.49% Call
43 MILLENNIUM MANAGEMENT LLC 398,854 32,810,000 0.48%
44 LEVIN CAPITAL STRATEGIES, L.P. 391,753 32,225,000 0.48%
45 SILVERCREST ASSET MANAGEMENT GROUP LLC 388,064 31,923,000 0.47%
46 GLAZER CAPITAL, LLC 383,247 31,526,000 0.47%
47 Cheyne Capital Management (UK) LLP 380,000 31,244,000 0.46%
48 GEODE CAPITAL MANAGEMENT, LLC 379,637 31,228,000 0.46%
49 THORNBURG INVESTMENT MANAGEMENT INC 367,671 30,245,000 0.45%
50 WELLINGTON MANAGEMENT GROUP LLP 361,986 29,777,000 0.44%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.