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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001132716-16-000050) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 CARROLS RESTAURANT GROUP INC 340,608 4,499,000 0.08%
202 D R HORTON INC 148,850 4,495,000 0.08%
203 SUMMIT MATLS INC CL A 242,047 4,490,000 0.08%
204 HERBALIFE LTD 1,060,500 4,395,000 0.08% Call
205 MICHAELS COS INC 180,000 4,351,000 0.08%
206 CARTER INC 50,000 4,336,000 0.08%
207 FIDELITY AND GTY LIFE COM 186,866 4,333,000 0.08%
208 E TRADE FINANCIAL CORP 147,958 4,309,000 0.08%
209 MARATHON PETE CORP 105,623 4,287,000 0.08%
210 INTERXION HOLDING N.V 118,273 4,284,000 0.08%
211 STAPLES INC 500,000 4,275,000 0.08%
212 SRC ENERGY INC 609,775 4,226,000 0.08%
213 ARCELORMITTAL SA LUXEMBOURG 691,319 4,176,000 0.07%
214 ISHARES TR 34,778 4,139,000 0.07%
215 VALIDUS HOLDINGS LTD 82,906 4,130,000 0.07%
216 FIDELITY NATIONAL FINANCIAL 111,272 4,107,000 0.07%
217 BOSTON PROPERTIES 29,827 4,065,000 0.07%
218 RED ROBIN GOURMET BURGERS INC COM 90,388 4,062,000 0.07%
219 LINCOLN NATL CORP IND 85,749 4,028,000 0.07%
220 LENNAR CORP 94,360 3,995,000 0.07%
221 DOMINOS PIZZA (USD) 26,140 3,969,000 0.07%
222 SPDR S&P 500 ETF TR 1,962,000 3,960,000 0.07% Put
223 WEYERHAEUSER CO 123,453 3,943,000 0.07%
224 STANLEY BLACK &DECKER INC 31,868 3,919,000 0.07%
225 ISHARES 80,572 3,906,000 0.07%
226 CONTINENTAL RESOURE 75,030 3,899,000 0.07%
227 EOG RES INC 40,000 3,868,000 0.07%
228 CORE LABORATORIES N V 34,000 3,819,000 0.07%
229 JETBLUE AIRWAYS CORP 220,124 3,795,000 0.07%
230 NABORS INDUSTRIES LTD 308,377 3,750,000 0.07%
231 HANCOCK WHITNEY CORPORATION 113,889 3,693,000 0.07%
232 SPORTSMANS WAREHOUSE 350,000 3,682,000 0.07%
233 FIREEYE INC 250,000 3,682,000 0.07%
234 FRESHPET INC COM 425,000 3,676,000 0.07%
235 TIME INC NEW 253,881 3,676,000 0.07%
236 HILTON WORLDWIDE 158,149 3,626,000 0.06%
237 EURONAV NV ANTWERPEN 475,165 3,626,000 0.06%
238 SELECT SECTOR SPDR TR 50,180 3,543,000 0.06%
239 Jones Energy Inc 994,248 3,540,000 0.06%
240 POWERSHARES ETF TR II 90,803 3,533,000 0.06%
241 PARSLEY ENERGY CLA A 103,658 3,474,000 0.06%
242 CALIFORNIA RES CORP 274,206 3,428,000 0.06%
243 SABRE CORP 120,000 3,382,000 0.06%
244 ROWAN COMPANIES PLC SHS CL A 223,000 3,381,000 0.06%
245 JPMORGAN CHASE & CO 50,719 3,377,000 0.06%
246 MOSAIC CO NEW 134,160 3,282,000 0.06%
247 MORGAN STANLEY 100,978 3,237,000 0.06%
248 BROADCOM LTD 18,744 3,234,000 0.06%
249 NETFLIX INC 32,389 3,192,000 0.06%
250 CITIZENS FINL GROUP INC 126,856 3,135,000 0.06%
Page 5 of 8
New Holding filing (0001132716-17-000023) filed in 2017.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 738,240 75,448,000 99.96%
2 MONSANTO CO NEW 75,000 31,000 0.04% Call
New Holding filing (0001132716-17-000016) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,478,912 282,649,000 66.28%
2 MEDIA GENERAL INC NEW 2,439,370 44,958,000 10.54%
3 ALERE INC 933,061 40,346,000 9.46%
4 JOY GLOBAL INC 800,000 22,193,000 5.20%
5 INTERSIL CORP 950,000 20,833,000 4.89%
6 EVERBANK FINL CORP 800,000 15,488,000 3.63%
New Holding filing (0001132716-17-000009) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 WHITEWAVE FOODS CO 2,502,694 136,222,000 32.92%
2 ST JUDE MED INC 1,483,194 118,299,000 28.59%
3 RITE AID CORP 9,691,497 74,528,000 18.01%
4 PRIVATEBANCORP INC 1,218,175 55,938,000 13.52%
5 SPECTRA ENERGY CORP 501,600 21,443,000 5.18%
6 STARZ SERIES A 203,200 6,337,000 1.53%
7 CST BRANDS INC 22,275 1,072,000 0.26%
New Holding filing (0001132716-17-000005) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 LINEAR TECHNOLOGY CORP 13,700 813,000 0.42%
2 NETSUITE INC 63,262 7,002,000 3.62%
3 INFOBLOX INC 500,000 13,185,000 6.81%
4 Rackspace Hosting 750,000 23,768,000 12.27%
5 DEPHEID 464,440 24,471,000 12.64%
6 FLEETMATICS GROUP PLC 500,000 29,989,000 15.48%
7 InterDigital Inc 2,648,319 94,439,000 48.76%