Dark
Light
System
Security
ETRADE GROUP
ETRADE GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 390 Institutional holders with a total value of $7,425,995,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 25,472,231 741,752,000 9.99%
2 PRICE T ROWE ASSOCIATES INC /MD/ 21,402,581 623,243,000 8.39%
3 Bank of New York Mellon Corp 12,974,223 377,810,000 5.09%
4 PRIMECAP MANAGEMENT CO/CA/ 11,886,200 346,126,000 4.66%
5 FMR LLC 9,659,407 281,282,000 3.79%
6 STATE STREET CORP 8,610,543 250,746,000 3.38%
7 Invesco Ltd. 8,382,828 244,107,000 3.29%
8 BlackRock Institutional Trust Company, N.A. 7,580,812 220,753,000 2.97%
9 CITADEL ADVISORS LLC 7,364,903 214,466,000 2.89%
10 Southpoint Capital Advisors LP 5,850,000 170,352,000 2.29%
11 JANUS HENDERSON INVESTORS US LLC 5,250,866 152,906,000 2.06%
12 BlackRock Fund Advisors 4,718,782 137,411,000 1.85%
13 Sterling Capital Management LLC 4,259,201 124,028,000 1.67%
14 SYSTEMATIC FINANCIAL MANAGEMENT LP 4,107,096 119,599,000 1.61%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 3,518,666 102,464,000 1.38%
16 GLENHILL ADVISORS LLC 3,511,214 102,247,000 1.38%
17 NORTHERN TRUST CORP 3,243,915 94,463,000 1.27%
18 NORGES BANK 3,353,929 93,282,000 1.26%
19 MILLENNIUM MANAGEMENT LLC 3,151,989 91,786,000 1.24%
20 Pennant Capital Management, LLC 3,141,892 91,492,000 1.23%
21 GOLDMAN SACHS GROUP INC 3,140,147 91,441,000 1.23%
22 AMERIPRISE FINANCIAL INC 3,064,554 89,232,000 1.20%
23 FIRST TRUST ADVISORS LP 2,971,743 86,537,000 1.17%
24 VICTORY CAPITAL MANAGEMENT INC 2,795,652 81,409,000 1.10%
25 CREDIT SUISSE AG/ 2,589,469 75,405,000 1.02%
26 GEODE CAPITAL MANAGEMENT, LLC 2,558,996 74,408,000 1.00%
27 BlackRock Group LTD 2,320,421 67,572,000 0.91%
28 BANK OF AMERICA CORP /DE/ 2,018,016 58,764,000 0.79%
29 Omega Advisors Inc. 2,013,135 58,622,000 0.79%
30 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 1,997,800 58,176,000 0.78%
31 DIMENSIONAL FUND ADVISORS LP 1,969,838 57,348,000 0.77%
32 PUTNAM INVESTMENTS LLC 1,841,526 53,625,000 0.72%
33 AQR CAPITAL MANAGEMENT LLC 1,765,535 51,412,000 0.69%
34 WELLS FARGO & COMPANY/MN 1,745,376 50,824,000 0.68%
35 GUGGENHEIM CAPITAL LLC 1,711,565 49,841,000 0.67%
36 APG Asset Management N.V. 1,708,641 49,756,000 0.67%
37 LORD, ABBETT & CO. LLC 1,707,406 49,720,000 0.67%
38 FRONTIER CAPITAL MANAGEMENT CO LLC 1,690,523 49,228,000 0.66%
39 BARROW HANLEY MEWHINNEY & STRAUSS LLC 1,659,999 48,339,000 0.65%
40 TEACHERS ADVISORS, LLC 1,490,468 43,402,000 0.58%
41 D. E. Shaw & Co., Inc. 1,453,536 42,327,000 0.57%
42 GOLDMAN SACHS GROUP INC 1,309,300 38,127,000 0.51% Call
43 CITIGROUP INC 1,286,476 37,462,000 0.50%
44 HARRIS ASSOCIATES L P 1,270,725 37,004,000 0.50%
45 Legal & General Group Plc 1,268,464 36,936,000 0.50%
46 Fisher Asset Management, LLC 1,262,365 36,760,000 0.50%
47 ROYAL BANK OF CANADA 1,199,942 34,943,000 0.47%
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,189,692 34,644,000 0.47%
49 MORGAN STANLEY 1,094,126 31,860,000 0.43%
50 JPMORGAN CHASE & CO 1,050,116 30,579,000 0.41%
Page 1 of 8

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.