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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001132716-16-000050) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 OASIS PETE INC NEW 74,631 856,000 0.02%
352 SANCHEZ ENERGY CORP COM 96,219 851,000 0.02%
353 WEX INC 6,980 754,000 0.01%
354 NETFLIX INC 156,900 714,000 0.01% Put
355 MIMECAST LTD 36,133 691,000 0.01%
356 Tesco Corp 81,375 664,000 0.01%
357 POTASH CORP SASK INC 32,514 531,000 0.01%
358 MOBILEIRON INC COM NEW 190,242 523,000 0.01%
359 INNOCOLL HLDGS PLC 70,380 414,000 0.01%
360 CONAGRA BRANDS INC 199,500 375,000 0.01% Call
361 SANOFI 1,238,077 334,000 0.01%
362 CONTANGO OIL & GAS CO COM NEW 31,615 323,000 0.01%
363 CHOICE HOTELS INTL NEW 6,120 276,000 0.00%
364 ROYAL DUTCH SHELL PLC 4,945 248,000 0.00%
365 CONSTELLATION BRANDS INC 101,100 243,000 0.00% Put
366 AMERICAN TOWER CORP NEW 210,400 231,000 0.00% Call
367 EARTHSTONE ENERGY INC 24,787 213,000 0.00%
368 CHESAPEAKE ENERGY CORP 33,081 207,000 0.00%
369 NORTHERN OIL & GAS INC NEV 77,000 206,000 0.00%
370 GENERAL MTRS CO 14,727 204,000 0.00% Call
371 CATERPILLAR INC 161,400 121,000 0.00% Put
372 NAVISTAR INTL CORP NEW 200,000 115,000 0.00% Put
373 ENCANA CORP 105,600 87,000 0.00% Call
374 AT&T INC 1,314,800 85,000 0.00% Call
375 VANECK ETF TRUST 250,000 75,000 0.00% Put
376 GOGO INC 200,000 65,000 0.00% Put
377 TIFFANY & CO NEW 79,000 57,000 0.00% Put
378 ISHARES 20 YEAR TREASURY BOND ETF 70,000 56,000 0.00% Put
379 UNITED STATES STL CORP NEW 80,700 54,000 0.00% Put
380 NOBLE CORP PLC 349,400 50,000 0.00% Call
381 MCDERMOTT INTL INC 500,000 50,000 0.00% Call
382 COMMUNITY HEALTH SYS INC NEW 5,055,677 46,000 0.00%
383 VERIZON COMMUNICATIONS INC 715,300 32,000 0.00% Call
384 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 26,800 28,000 0.00% Call
385 TIFFANY & CO NEW 105,400 26,000 0.00% Call
386 WEBSITE PROS INC COM 200,000 25,000 0.00% Put
387 GENERAL MLS INC 105,400 12,000 0.00% Call
388 NIKE INC 52,700 12,000 0.00% Call
389 LIBERTY MEDIA HOLDING CP INTER A 109,700 11,000 0.00% Call
390 SELECT SECTOR SPDR TR 97,800 4,000 0.00% Call
Page 8 of 8
New Holding filing (0001132716-17-000023) filed in 2017.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 738,240 75,448,000 99.96%
2 MONSANTO CO NEW 75,000 31,000 0.04% Call
New Holding filing (0001132716-17-000016) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,478,912 282,649,000 66.28%
2 MEDIA GENERAL INC NEW 2,439,370 44,958,000 10.54%
3 ALERE INC 933,061 40,346,000 9.46%
4 JOY GLOBAL INCORPORATED 800,000 22,193,000 5.20%
5 INTERSIL CORP 950,000 20,833,000 4.89%
6 EVERBANK FINL CORP COM 800,000 15,488,000 3.63%
New Holding filing (0001132716-17-000009) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 WHITEWAVE FOODS CO 2,502,694 136,222,000 32.92%
2 ST JUDE MED INC 1,483,194 118,299,000 28.59%
3 RITE AID CORP 9,691,497 74,528,000 18.01%
4 PRIVATEBANCORP INC 1,218,175 55,938,000 13.52%
5 Spectra Energy Corp Com 501,600 21,443,000 5.18%
6 STARZ SERIES A 203,200 6,337,000 1.53%
7 CST BRANDS INC 22,275 1,072,000 0.26%
New Holding filing (0001132716-17-000005) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 Linear Technology Corp 13,700 813,000 0.42%
2 NETSUITE INC 63,262 7,002,000 3.62%
3 INFOBLOX INC 500,000 13,185,000 6.81%
4 RACKSPACE HOSTING INC 750,000 23,768,000 12.27%
5 DEPHEID 464,440 24,471,000 12.64%
6 FLEETMATICS GROUP PLC 500,000 29,989,000 15.48%
7 InterDigital Inc 2,648,319 94,439,000 48.76%