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EARTHSTONE ENERGY INC
EARTHSTONE ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 53 Institutional holders with a total value of $41,689,477.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHPOINTE CAPITAL LLC 760,381 6,539,000 15.69%
2 WASATCH ADVISORS LP 751,183 6,460,000 15.50%
3 JVL Advisors, L.L.C. 676,848 5,821,000 13.96%
4 AMERICAN CENTURY COMPANIES INC 401,078 3,449,000 8.27%
5 AWM Investment Company, Inc. 397,834 3,421,000 8.21%
6 AMERIPRISE FINANCIAL INC 292,371 2,515,000 6.03%
7 ADVISORY RESEARCH INC 233,970 2,012,000 4.83%
8 PRICE T ROWE ASSOCIATES INC /MD/ 184,035 1,583,000 3.80%
9 Cambrian Capital Limited Partnership 169,200 1,455,000 3.49%
10 KENNEDY CAPITAL MANAGEMENT LLC 166,915 1,435,000 3.44%
11 WADDELL & REED FINANCIAL INC 125,000 1,075,000 2.58%
12 BlackRock Fund Advisors 78,144 672,000 1.61%
13 RAFFLES ASSOCIATES LP 69,069 594,000 1.42%
14 VICTORY CAPITAL MANAGEMENT INC 58,827 506,000 1.21%
15 OBERWEIS ASSET MANAGEMENT INC/ 58,000 499,000 1.20%
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 57,052 491,000 1.18%
17 VANGUARD GROUP INC 52,088 448,000 1.07%
18 GEODE CAPITAL MANAGEMENT, LLC 50,168 431,000 1.03%
19 MORGAN STANLEY 46,729 402,000 0.96%
20 STATE STREET CORP 41,589 359,000 0.86%
21 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 24,787 213,000 0.51%
22 RENAISSANCE TECHNOLOGIES LLC 23,178 199,000 0.48%
23 HIGHBRIDGE CAPITAL MANAGEMENT LLC 22,470 193,000 0.46%
24 NORTHERN TRUST CORP 22,207 191,000 0.46%
25 BlackRock Institutional Trust Company, N.A. 12,987 112,000 0.27%
26 SANDERS MORRIS HARRIS INC/FA 12,100 104,000 0.25%
27 Bank of New York Mellon Corp 11,417 98,000 0.24%
28 DEUTSCHE BANK AG\ 7,619 64,000 0.15%
29 Creative Planning 5,684 49,000 0.12%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 4,537 39,000 0.09%
31 BlackRock Investment Management, LLC 4,417 38,000 0.09%
32 JPMORGAN CHASE & CO 4,075 35,000 0.08%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 3,752 32,000 0.08%
34 TEACHERS ADVISORS, LLC 2,787 24,000 0.06%
35 SEI INVESTMENTS CO 2,699 23,000 0.06%
36 UBS Group AG 2,700 23,000 0.06%
37 MSI Financial Services Inc 1,878 16,000 0.04%
38 BANK OF MONTREAL /CAN/ 1,363 12,000 0.03%
39 NEW YORK STATE COMMON RETIREMENT FUND 1,200 10,000 0.02%
40 PANAGORA ASSET MANAGEMENT INC 1,195 10,000 0.02%
41 AMERICAN INTERNATIONAL GROUP, INC. 954 8,204 0.02%
42 BlackRock Finance, Inc. 870 7,000 0.02%
43 Gemmer Asset Management LLC 730 6,000 0.01%
44 Nationwide Fund Advisors 680 6,000 0.01%
45 ROYAL BANK OF CANADA 325 3,000 0.01%
46 BLACKROCK ADVISORS LLC 280 2,000 0.00%
47 BNP PARIBAS FINANCIAL MARKETS 148 1,273 0.00%
48 CITIGROUP INC 173 1,000 0.00%
49 IFP ADVISORS, INC 85 1,000 0.00%
50 Tower Research Capital LLC (TRC) 100 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.