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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 167 holdings with a total value of $473,512,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 MARKET VECTORS ETF TR 36,937 1,149,000 0.24%
52 SELECT SECTOR SPDR TR 16,947 1,097,000 0.23%
53 CREDIT SUISSE NASSAU 22,406 708,000 0.15%
54 ISHARES TR 7,677 639,000 0.13%
55 ISHARES TR 12,156 414,000 0.09%
56 CIGNA CORPORATION 4,100 343,000 0.07%
57 KELLOGG CO 5,300 332,000 0.07%
58 PEOPLES UNITED FINANCIAL INC 22,300 332,000 0.07%
59 BAXTER INTL INC 4,500 331,000 0.07%
60 MARATHON OIL CORP 9,300 330,000 0.07%
61 MCCORMICK & CO INC 4,600 330,000 0.07%
62 SOUTHERN CO 7,500 330,000 0.07%
63 M & T BK CORP 2,700 328,000 0.07%
64 HUDSON CITY BANCORP INC 33,300 327,000 0.07%
65 HUMANA INC 2,900 327,000 0.07%
66 CISCO SYS INC 14,600 327,000 0.07%
67 SIGMA ALDRICH 3,500 327,000 0.07%
68 E M C CORP MASS COM 11,900 326,000 0.07%
69 CLOROX CO DEL 3,700 326,000 0.07%
70 CME GROUP INC 4,400 326,000 0.07%
71 QUEST DIAGNOSTICS INC 5,600 324,000 0.07%
72 DENBURY RESOURCES INC 19,600 321,000 0.07%
73 ENTERGY CORP NEW 4,600 308,000 0.07%
74 WAL-MART STORES INC 3,800 290,000 0.06%
75 SYSCO CORP 7,800 282,000 0.06%
76 UNITEDHEALTH GROUP INC 3,300 271,000 0.06%
77 SOUTHWESTERN ENERGY CO 5,800 267,000 0.06%
78 HORMEL FOODS CORP 5,300 261,000 0.06%
79 MICROCHIP TECHNOLOGY 5,400 258,000 0.05%
80 FOSSIL GROUP INC 2,200 256,000 0.05%
81 MACYS INC 4,300 255,000 0.05%
82 PATTERSON COS INC 6,100 255,000 0.05%
83 BARD C R INC 1,700 252,000 0.05%
84 V F CORP 4,000 248,000 0.05%
85 MCKESSON CORP 1,400 247,000 0.05%
86 MARSH & MCLENNAN COS INC 5,000 247,000 0.05%
87 JOHNSON & JOHNSON 2,500 246,000 0.05%
88 BECTON DICKINSON & CO 2,100 246,000 0.05%
89 MCDONALDS CORP 2,500 245,000 0.05%
90 CARDINAL HEALTH INC 3,500 245,000 0.05%
91 EXXON MOBIL CORP 2,500 244,000 0.05%
92 LILLY ELI & CO 4,100 241,000 0.05%
93 DOMINION ENERGY INC 3,400 241,000 0.05%
94 HERSHEY CO 2,300 240,000 0.05%
95 AUTOMATIC DATA PROCESSING IN 3,100 240,000 0.05%
96 WindStream Corp (win) 29,100 240,000 0.05%
97 COLGATE PALMOLIVE CO 3,700 240,000 0.05%
98 PAYCHEX INC 5,600 239,000 0.05%
99 BEMIS INC 6,100 239,000 0.05%
100 Spectra Energy Corp Com 6,400 236,000 0.05%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001133639-14-000014, filed 2014.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.