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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 200 holdings with a total value of $590,519,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 TECO ENERGY INC COM 11,800 218,000 0.04%
152 CROWN CASTLE INTL CORP 2,900 215,000 0.04%
153 CONAGRA BRANDS INC 7,200 214,000 0.04%
154 PRAXAIR INC 1,600 213,000 0.04%
155 SMUCKER J M CO 2,000 213,000 0.04%
156 Family Dollar Stores Inc 3,200 212,000 0.04%
157 EXELON CORP 5,700 208,000 0.04%
158 NETAPP INC 5,700 208,000 0.04%
159 CHEVRON CORP NEW 1,500 196,000 0.03%
160 VERISIGN INC 3,900 190,000 0.03%
161 TORCHMARK CORP COM 2,300 188,000 0.03%
162 NORTHEASTUTILITI 3,800 180,000 0.03%
163 Engility Hldgs Inc 4,462 171,000 0.03%
164 CAMPBELL SOUP CO 3,700 170,000 0.03%
165 CINCINNATI FINL CORP 3,400 163,000 0.03%
166 SILVER BAY RLTY TR CORP 9,939 162,000 0.03%
167 XCEL ENERGY INC 5,000 161,000 0.03%
168 EXPEDITORS INTL WASH INC 3,500 155,000 0.03%
169 FTD GROUP INC 4,807 153,000 0.03%
170 ERA GROUP INC COM 5,205 149,000 0.03%
171 MCKESSON CORP 800 149,000 0.03%
172 INTERPUBLIC GROUP COS INC 7,584 148,000 0.03%
173 PINNACLE WEST 2,400 139,000 0.02%
174 STRYKER CORP 1,600 135,000 0.02%
175 QUALCOMM INC 1,700 135,000 0.02%
176 CONOCOPHILLIPS 1,500 129,000 0.02%
177 DR PEPPER SNAPPLE GROUP INC 2,200 129,000 0.02%
178 VARIAN MED SYS INC 1,500 125,000 0.02%
179 PROTHENA CORP PLC 5,427 122,000 0.02%
180 Anthem, Inc. 1,000 108,000 0.02%
181 INTUIT 1,200 97,000 0.02%
182 PEPCO HOLDINGS INC 3,500 96,000 0.02%
183 PHILIP MORRIS INTL INC 1,100 93,000 0.02%
184 EXPRESS SCRIPTS HLDG CO 1,300 90,000 0.02%
185 BOSTON PROPERTIES INC 700 83,000 0.01%
186 Dentsply Intl Inc 1,700 80,000 0.01%
187 AGL Resources Inc 1,400 77,000 0.01%
188 CARDINAL HEALTH INC 1,100 75,000 0.01%
189 PROCTER AND GAMBLE CO 900 71,000 0.01%
190 POWERSHARES ETF TR II 1,869 67,000 0.01%
191 US BANCORP DEL 1,400 61,000 0.01%
192 AIRGAS INC 500 54,000 0.01%
193 PETSMART 900 54,000 0.01%
194 PROGRESSIVE CORP OHIO 1,900 48,000 0.01%
195 Hewlett Packard Co 1,100 37,000 0.01%
196 OCCIDENTAL PETE CORP DEL 300 31,000 0.01%
197 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 3,059 31,000 0.01%
198 HARVARD APPARATUS REGENER TE 1,810 19,000 0.00%
199 Novacopper Inc 14,342 16,000 0.00%
200 EDISON INTL 200 12,000 0.00%
Page 4 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001133639-14-000022, filed 2014.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.