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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 CONSOLIDATED EDISON INC 6,600 403 0.05%
52 COSTCO WHSL CORP NEW 3,100 470 0.05%
53 CROWN CASTLE INTL CORP NEW 500 41 0.00%
54 CROWN CASTLE INTL CORP NEW 3,818 315 0.04%
55 CST BRANDS INC 15,817 693 0.08%
56 Chubb Corporation 2,500 253 0.03%
57 D R HORTON INC 12,352 352 0.04%
58 DARDEN RESTAURANTS INC 1,500 104 0.01%
59 DARLING INGREDIENTS INC 19,284 270 0.03%
60 DAVITA INC 5,700 463 0.05%
61 DOLLAR TREE INC 5,500 446 0.05%
62 DTE ENERGY CO 2,600 210 0.02%
63 DUKE ENERGY CORP NEW 1,800 138 0.02%
64 DUNKIN BRANDS GROUP INC COM 7,209 343 0.04%
65 Dentsply Intl Inc 7,000 356 0.04%
66 E M C CORP MASS COM 4,900 125 0.01%
67 EBAY INC 6,000 346 0.04%
68 EDISON INTL 200 12 0.00%
69 ENGILITY HLDGS INC NEW COM 3,612 109 0.01%
70 ENTERGY CORP NEW 5,000 387 0.04%
71 ENTERPRISE PRODS PARTNERS L 9,942 327 0.04%
72 EQUITY RESIDENTIAL 3,700 288 0.03%
73 ERA GROUP INC COM 4,184 87 0.01%
74 EVERSOURCE ENERGY 3,800 192 0.02%
75 EXPEDITORS INTL WASH INC 3,500 169 0.02%
76 EXPRESS SCRIPTS HLDG CO 1,300 113 0.01%
77 EXTENDED STAY AMER INC 2,599 51 0.01%
78 FACEBOOK INC 4,383 360 0.04%
79 FLEETCOR TECHNOLOGIES INC 2,218 335 0.04%
80 FMC 5,320 305 0.03%
81 FOSSIL GROUP INC 1,900 157 0.02%
82 FTD GROUP INC 4,064 122 0.01%
83 GENERAL MLS INC 3,400 192 0.02%
84 GENERAL MTRS CO 9,087 341 0.04%
85 GLOBAL X FDS 237,398 6,229 0.70%
86 GUGGENHEIM FRONTIER MARKETS ETF 216,347 2,934 0.33%
87 HARRIS CORP 900 71 0.01%
88 HARVARD APPARATUS REGENER TE 1,464 5 0.00%
89 HASBRO INC 7,300 462 0.05%
90 HCP INC 9,500 410 0.05%
91 HERSHEY CO 2,300 232 0.03%
92 HOUGHTON MIFFLIN HARCOURT CO 17,011 399 0.04%
93 HUDSON CITY BANCORP INC 44,500 466 0.05%
94 HYSTER YALE MATLS HANDLING I 3,392 249 0.03%
95 Hewlett Packard Co 0 0 0.00%
96 INTERNATIONAL BUSINESS MACHS 2,400 385 0.04%
97 INTERPUBLIC GROUP COS INC 7,584 168 0.02%
98 INTUIT 1,200 116 0.01%
99 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
100 ISHARES 183,653 5,480 0.62%
Page 2 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 446,188 55,711 6.32%
2 ISHARES 7-10 YEAR TREASURY BOND ETF 415,305 43,611 4.94%
3 ISHARES TR 362,987 40,135 4.55%
4 ISHARES TR 173,895 36,035 4.08%
5 PIMCO ETF TR 332,259 33,608 3.81%
6 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
7 VANGUARD WORLD FD 285,603 30,340 3.44%
8 ISHARES TR 256,655 29,700 3.37%
9 CLAYMORE ETF GUGGENHEIM ENHANCED 565,814 28,336 3.21%
10 ISHARES TR 254,433 27,677 3.14%
11 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
12 WISDOMTREE TR 387,681 22,175 2.51%
13 ISHARES TR 373,300 21,334 2.42%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,601 2.22%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,297 1.85%
17 VANGUARD MALVERN FDS 308,970 15,041 1.70%
18 PROSHARES TR II 570,174 14,112 1.60%
19 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
20 VANGUARD INDEX FDS 127,506 13,646 1.55%
21 VANGUARD WORLD FD 118,652 13,049 1.48%
22 ISHARES TR 203,737 12,835 1.45%
23 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
24 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
25 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
26 ISHARES TR 148,150 9,406 1.07%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
28 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
29 SPDR INDEX SHS FDS 201,684 9,084 1.03%
30 ISHARES TR 86,887 8,962 1.02%
31 VANGUARD INDEX FDS 98,250 8,899 1.01%
32 ISHARES TR 305,059 8,374 0.95%
33 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
34 ISHARES INC 247,187 7,235 0.82%
35 MARKET VECTORS ETF TR 294,118 7,165 0.81%
36 ISHARES RUSSELL 1000 ETF 59,036 6,851 0.78%
37 SPDR SERIES TRUST 178,233 6,849 0.78%
38 ISHARES RUSSELL 3000 ETF 55,235 6,848 0.78%
39 ISHARES TR 61,001 6,835 0.77%
40 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
41 VANGUARD INDEX FDS 90,100 6,730 0.76%
42 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
43 GLOBAL X FDS 244,362 6,436 0.73%
44 CHEETAH MOBILE INC 220,660 6,335 0.72%
45 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
46 ISHARES TR 149,507 5,756 0.65%
47 ProShares UltraShort Yen 59,877 5,520 0.63%
48 ISHARES INC 98,348 5,420 0.61%
49 ISHARES TR 234,061 5,346 0.61%
50 SPDR SERIES TRUST 139,300 5,334 0.60%
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