| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD | 5,224,059 | 149,983,000 | 34.25% | ||
| 2 | MORGAN STANLEY | 1,743,456 | 50,055,000 | 11.43% | ||
| 3 | CREDIT SUISSE AG/ | 1,089,048 | 31,266,000 | 7.14% | ||
| 4 | BLOOM TREE PARTNERS, LLC | 867,100 | 24,895,000 | 5.69% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 740,764 | 21,268,000 | 4.86% | ||
| 6 | GOLDMAN SACHS GROUP INC | 652,897 | 18,745,000 | 4.28% | ||
| 7 | DEUTSCHE BANK AG\ | 582,702 | 16,728,000 | 3.82% | ||
| 8 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 447,000 | 12,833,000 | 2.93% | ||
| 9 | LORD, ABBETT & CO. LLC | 430,874 | 12,370,000 | 2.83% | ||
| 10 | HILLHOUSE INVESTMENT MANAGEMENT, LTD. | 326,186 | 9,365,000 | 2.14% | ||
| 11 | CITIGROUP INC | 321,442 | 9,229,000 | 2.11% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 299,000 | 8,751,000 | 2.00% | Call | |
| 13 | GOLDMAN SACHS GROUP INC | 304,100 | 8,731,000 | 1.99% | Put | |
| 14 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 220,660 | 6,335,000 | 1.45% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 204,200 | 5,976,000 | 1.36% | Put | |
| 16 | COATUE MANAGEMENT LLC | 185,600 | 5,329,000 | 1.22% | ||
| 17 | TB Alternative Assets Ltd. | 165,584 | 4,754,000 | 1.09% | ||
| 18 | A.R.T. Advisors, LLC | 117,044 | 3,360,000 | 0.77% | ||
| 19 | COWEN INC. | 100,573 | 2,887,000 | 0.66% | ||
| 20 | CITADEL ADVISORS LLC | 87,512 | 2,512,000 | 0.57% | ||
| 21 | Employees Retirement System of Texas | 83,000 | 2,383,000 | 0.54% | ||
| 22 | DRIEHAUS CAPITAL MANAGEMENT LLC | 76,393 | 2,193,000 | 0.50% | ||
| 23 | FIRST TRUST ADVISORS LP | 71,513 | 2,053,000 | 0.47% | ||
| 24 | Central Asset Investments & Management Holdings (HK) Ltd | 67,500 | 1,938,000 | 0.44% | ||
| 25 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 61,500 | 1,766,000 | 0.40% | ||
| 26 | Invesco Ltd. | 52,579 | 1,510,000 | 0.34% | ||
| 27 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 51,047 | 1,466,000 | 0.33% | ||
| 28 | BNP PARIBAS FINANCIAL MARKETS | 49,368 | 1,417,355 | 0.32% | ||
| 29 | JANE STREET GROUP, LLC | 41,000 | 1,177,000 | 0.27% | Put | |
| 30 | STATE STREET CORP | 36,779 | 1,055,000 | 0.24% | ||
| 31 | OPPENHEIMER & CO INC | 31,137 | 894,000 | 0.20% | ||
| 32 | HBK INVESTMENTS L P | 30,951 | 889,000 | 0.20% | ||
| 33 | UBS Group AG | 30,932 | 888,000 | 0.20% | ||
| 34 | Index Management Solutions, LLC | 30,787 | 884,000 | 0.20% | ||
| 35 | PDT Partners, LLC | 30,380 | 872,000 | 0.20% | ||
| 36 | PEAK6 Group LLC | 25,700 | 738,000 | 0.17% | Put | |
| 37 | Cubist Systematic Strategies, LLC | 24,474 | 703,000 | 0.16% | ||
| 38 | LPL Financial LLC | 25,953 | 647,000 | 0.15% | ||
| 39 | NumerixS Investment Technologies Inc | 22,308 | 640,000 | 0.15% | ||
| 40 | VOLORIDGE INVESTMENT MANAGEMENT, LLC | 21,769 | 625,000 | 0.14% | ||
| 41 | Walleye Trading LLC | 20,500 | 589,000 | 0.13% | Put | |
| 42 | SYMMETRY PEAK MANAGEMENT LLC | 20,000 | 574,000 | 0.13% | Call | |
| 43 | JANE STREET GROUP, LLC | 19,886 | 571,000 | 0.13% | ||
| 44 | Chicago Partners Investment Group LLC | 18,854 | 541,000 | 0.12% | ||
| 45 | Van Berkom & Associates Inc. | 18,160 | 521,000 | 0.12% | ||
| 46 | Rotella Capital Management, Inc. | 16,900 | 485,000 | 0.11% | ||
| 47 | INTEGRAL DERIVATIVES, LLC | 15,500 | 445,000 | 0.10% | Put | |
| 48 | Airain ltd | 15,099 | 433,000 | 0.10% | ||
| 49 | Spot Trading L.L.C | 12,906 | 371,000 | 0.08% | ||
| 50 | Sculptor Capital LP | 11,100 | 319,000 | 0.07% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
