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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 VANGUARD TAX-MANAGED FDS 106,917 4,259 0.48%
52 PROSHARES TR II 156,022 4,205 0.47%
53 ISHARES TR 36,961 3,879 0.44%
54 ISHARES TR 35,706 3,681 0.41%
55 ISHARES TR 105,466 3,373 0.38%
56 Van Eck 156,418 3,147 0.35%
57 CLAYMORE ETF TRUST 2 GUGGENHEIM FRONTIER 216,347 2,934 0.33%
58 SELECT SECTOR SPDR TR 40,058 2,904 0.33%
59 ISHARES 60,755 2,113 0.24%
60 SIBANYE STILLWATER 191,664 1,635 0.18%
61 SELECT SECTOR SPDR TR 14,574 1,131 0.13%
62 SHIRE PLC 4,242 1,015 0.11%
63 KRAFT HEINZ CO COM 11,492 1,001 0.11%
64 MALLINCKRODT PUB LTD CO 7,407 938 0.11%
65 WHITEWAVE FOODS CO 20,192 895 0.10%
66 Adt Corp 19,636 815 0.09%
67 ISHARES TR 8,129 781 0.09%
68 ALLEGION PUB LTD CO 12,748 780 0.09%
69 LIBERTY MEDIA SER A 19,106 737 0.08%
70 ZOETIS INC 15,865 734 0.08%
71 BROOKFIELD PPTY PARTNERS L P 29,763 722 0.08%
72 NEWS CORP CL A 44,229 708 0.08%
73 CST BRANDS INC 15,817 693 0.08%
74 MURPHY USA INC 9,429 682 0.08%
75 NAVIENT CORPORATION 33,110 673 0.08%
76 ISHARES TR 26,731 625 0.07%
77 ABBVIE INC 9,966 583 0.07%
78 WP GLIMCHER IN 31,707 527 0.06%
79 ACTAVIS PLC 1,729 515 0.06%
80 SCIENCE APPLICATNS INTL CP N 9,936 510 0.06%
81 NOW INC 22,245 481 0.05%
82 VERISIGN 7,100 475 0.05%
83 COSTCO WHSL CORP NEW 3,100 470 0.05%
84 ONE GAS INC COM 10,878 470 0.05%
85 PLUM CREEK TIMBER 10,800 469 0.05%
86 HUDSON CITY BANCORP INC 44,500 466 0.05%
87 CIGNA CORPORATION 3,600 466 0.05%
88 AMERISOURCEBERGEN CORP 4,100 466 0.05%
89 CLOROX CO DEL 4,200 464 0.05%
90 DAVITA INC 5,700 463 0.05%
91 STERICYCLE INC 3,300 463 0.05%
92 MCCORMICK & CO INC 6,000 463 0.05%
93 HASBRO INC 7,300 462 0.05%
94 NORDSTROM INC 5,700 458 0.05%
95 PEOPLES UNITED FINANCIAL INC 30,100 458 0.05%
96 ALLSTATE CORP 6,400 455 0.05%
97 TRAVELERS COMPANIES INC 4,200 454 0.05%
98 LABORATORY CORP AMER HLDGS 3,600 454 0.05%
99 PAYCHEX INC 9,046 449 0.05%
100 MCDONALDS CORP 4,600 448 0.05%
Page 2 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 DOLLAR GEN CORP NEW 100 8 0.00%
2 BAIDU INC 166 33 0.00%
3 ELECTRONIC ARTS INC 200 13 0.00%
4 AUTOZONE INC 200 133 0.02%
5 PRICELINE GRP INC 266 306 0.03%
6 Agnico Eagle 300 8 0.00%
7 ALTISOURCE ASSET MGMT CORP 412 59 0.01%
8 KOHLS CORP 500 31 0.00%
9 EXPRESS SCRIPTS HLDG CO 500 44 0.00%
10 US BANCORP DEL 600 26 0.00%
11 BOSTON PROPERTIES 700 85 0.01%
12 SUNTRUST BKS INC 800 34 0.00%
13 MCKESSON CORP 800 180 0.02%
14 POWERSHARES ETF TR II 821 30 0.00%
15 HARRIS CORP 900 69 0.01%
16 PROCTER AND GAMBLE CO 900 70 0.01%
17 BARD C R INC 900 154 0.02%
18 LINCOLN NATL CORP IND 900 53 0.01%
19 ALLERGAN PLC 1,099 334 0.04%
20 CARDINAL HEALTH INC 1,100 92 0.01%
21 INTUIT 1,200 121 0.01%
22 EQT CORP 1,200 98 0.01%
23 MERCK & CO INC 1,300 74 0.01%
24 Intuit Inc 1,314 272 0.03%
25 PERKINELMER INC 1,400 74 0.01%
26 VALEANT PHARMACEUTICALS INTL 1,442 320 0.04%
27 DARDEN RESTAURANTS INC 1,500 107 0.01%
28 SCANA 1,500 76 0.01%
29 SIMON PPTY GROUP INC NEW 1,500 260 0.03%
30 VISA INC 1,600 107 0.01%
31 STRYKER CORP 1,600 153 0.02%
32 CARNIVAL CORP 1,600 79 0.01%
33 PRAXAIR INC 1,600 191 0.02%
34 JUNIPER NETWORKS INC 1,700 44 0.00%
35 WHOLE FOODS MKT INC 1,700 67 0.01%
36 CANADIAN PAC RY LTD 1,789 287 0.03%
37 DUKE ENERGY CORP NEW 1,800 127 0.01%
38 FOSSIL GROUP INC 1,900 132 0.01%
39 SMUCKER J M CO 2,000 217 0.02%
40 MICHAEL KORS HLDGS LTD 2,100 88 0.01%
41 FLEETCOR TECHNOLOGIES INC 2,109 329 0.04%
42 AVALONBAY COMM 2,200 352 0.04%
43 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 2,244 74 0.01%
44 HERSHEY CO 2,300 204 0.02%
45 MATTEL INC 2,300 59 0.01%
46 CIGNA CORPORATION 2,300 373 0.04%
47 INTERNATIONAL BUSINESS MACHS 2,400 390 0.04%
48 PINNACLE WEST 2,400 137 0.02%
49 Chubb Corporation 2,500 238 0.03%
50 JOHNSON & JOHNSON 2,500 244 0.03%
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