| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MANAGED ACCOUNT ADVISORS LLC | 9,877,626 | 193,009,000 | 21.71% | ||
| 2 | QS Investors, LLC | 9,083,831 | 177,498,000 | 19.96% | ||
| 3 | Charles Schwab Investment Advisory, Inc. | 8,090,324 | 158,085,000 | 17.78% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 4,603,528 | 89,953,000 | 10.12% | ||
| 5 | IndexIQ Advisors LLC | 3,035,717 | 59,318,000 | 6.67% | ||
| 6 | SEI INVESTMENTS CO | 1,558,612 | 30,455,000 | 3.42% | ||
| 7 | UBS Group AG | 1,546,661 | 30,222,000 | 3.40% | ||
| 8 | Personal Capital Advisors Corp | 1,182,720 | 23,110,000 | 2.60% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 1,018,400 | 19,899,000 | 2.24% | ||
| 10 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 850,000 | 16,609,000 | 1.87% | PRN | |
| 11 | GUGGENHEIM CAPITAL LLC | 848,863 | 16,586,000 | 1.87% | ||
| 12 | SUNTRUST BANKS INC | 779,421 | 15,228,000 | 1.71% | ||
| 13 | MORGAN STANLEY | 562,569 | 10,993,000 | 1.24% | ||
| 14 | Psagot Value Holdings Ltd. | 287,158 | 5,611,000 | 0.63% | ||
| 15 | WELLS FARGO & COMPANY/MN | 268,626 | 5,249,000 | 0.59% | ||
| 16 | STIFEL FINANCIAL CORP | 252,542 | 4,935,000 | 0.55% | ||
| 17 | Invesco Ltd. | 153,164 | 2,993,000 | 0.34% | PRN | |
| 18 | Checchi Capital Advisers, LLC | 152,822 | 2,986,000 | 0.34% | ||
| 19 | TWIN CAPITAL MANAGEMENT INC | 149,970 | 2,930,000 | 0.33% | ||
| 20 | FIRST TRUST ADVISORS LP | 148,353 | 2,899,000 | 0.33% | ||
| 21 | LPL Financial LLC | 144,494 | 2,792,000 | 0.31% | ||
| 22 | NOMURA ASSET MANAGEMENT CO LTD | 81,900 | 1,600,000 | 0.18% | ||
| 23 | American Research & Management Co. | 78,650 | 1,537,000 | 0.17% | ||
| 24 | Hillsdale Investment Management Inc. | 74,200 | 1,450,000 | 0.16% | ||
| 25 | Cambria Investment Management, L.P. | 73,098 | 1,428,000 | 0.16% | ||
| 26 | FMR LLC | 65,600 | 1,282,000 | 0.14% | ||
| 27 | COMERICA BANK | 59,568 | 1,164,000 | 0.13% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 49,945 | 973,000 | 0.11% | ||
| 29 | Baltimore-Washington Financial Advisors, Inc. | 37,932 | 741,000 | 0.08% | ||
| 30 | JOHNSON INVESTMENT COUNSEL INC | 29,582 | 578,000 | 0.07% | ||
| 31 | ROYAL BANK OF CANADA | 29,084 | 568,000 | 0.06% | ||
| 32 | ENVESTNET ASSET MANAGEMENT INC | 27,055 | 529,000 | 0.06% | ||
| 33 | Nuveen Asset Management, LLC | 26,080 | 510,000 | 0.06% | ||
| 34 | COLDSTREAM CAPITAL MANAGEMENT INC | 24,675 | 482,000 | 0.05% | ||
| 35 | VSR Financial Services, Inc. | 23,615 | 461,000 | 0.05% | ||
| 36 | Sigma Planning Corp | 23,569 | 461,000 | 0.05% | ||
| 37 | CIBC Asset Management Inc | 21,947 | 429,000 | 0.05% | ||
| 38 | AMERIPRISE FINANCIAL INC | 19,118 | 374,000 | 0.04% | ||
| 39 | BANK OF THE WEST | 18,436 | 360,000 | 0.04% | ||
| 40 | SG Americas Securities, LLC | 17,366 | 339,000 | 0.04% | ||
| 41 | Ionic Capital Management LLC | 15,900 | 311,000 | 0.03% | Call | |
| 42 | GOULD ASSET MANAGEMENT LLC /CA/ | 15,190 | 297,000 | 0.03% | ||
| 43 | First Allied Advisory Services, Inc. | 13,912 | 270,000 | 0.03% | ||
| 44 | CREDIT SUISSE AG/ | 12,275 | 240,000 | 0.03% | ||
| 45 | Commonwealth Equity Services, Inc | 11,595 | 227,000 | 0.03% | ||
| 46 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,200 | 219,000 | 0.02% | Put | |
| 47 | Alexandria Capital, LLC | 9,850 | 192,000 | 0.02% | ||
| 48 | Clal Insurance Enterprises Holdings Ltd | 8,050 | 157,000 | 0.02% | ||
| 49 | BARCLAYS PLC | 7,144 | 136,000 | 0.02% | ||
| 50 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 5,257 | 103,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
