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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 VANGUARD TAX-MANAGED FDS 106,917 4,259 0.48%
52 PROSHARES TR II 156,022 4,205 0.47%
53 ISHARES TR 36,961 3,879 0.44%
54 ISHARES TR 35,706 3,681 0.41%
55 ISHARES TR 105,466 3,373 0.38%
56 Van Eck 156,418 3,147 0.35%
57 GUGGENHEIM FRONTIER MARKETS ETF 216,347 2,934 0.33%
58 SELECT SECTOR SPDR TR 40,058 2,904 0.33%
59 ISHARES MSCI SPAN CP ETF 60,755 2,113 0.24%
60 SIBANYE STILLWATER 191,664 1,635 0.18%
61 SELECT SECTOR SPDR TR 14,574 1,131 0.13%
62 SHIRE PLC 4,242 1,015 0.11%
63 KRAFT HEINZ CO COM 11,492 1,001 0.11%
64 MALLINCKRODT PUB LTD CO 7,407 938 0.11%
65 WHITEWAVE FOODS CO 20,192 895 0.10%
66 Adt Corp 19,636 815 0.09%
67 ISHARES TR 8,129 781 0.09%
68 ALLEGION PUB LTD CO 12,748 780 0.09%
69 Liberty Media Ser A 19,106 737 0.08%
70 ZOETIS INC 15,865 734 0.08%
71 BROOKFIELD PPTY PARTNERS L P 29,763 722 0.08%
72 NEWS CORP CL A 44,229 708 0.08%
73 CST BRANDS INC 15,817 693 0.08%
74 MURPHY USA INC COM 9,429 682 0.08%
75 NAVIENT 33,110 673 0.08%
76 ISHARES TR 26,731 625 0.07%
77 ABBVIE INC 9,966 583 0.07%
78 WP GLIMCHER IN COM 31,707 527 0.06%
79 ALLERGAN PLC 1,729 515 0.06%
80 SCIENCE APPLICATNS INTL CP N 9,936 510 0.06%
81 NOW INC 22,245 481 0.05%
82 VERISIGN INC 7,100 475 0.05%
83 COSTCO WHSL CORP NEW 3,100 470 0.05%
84 ONE GAS INC COM 10,878 470 0.05%
85 PLUM CREEK TIMBER 10,800 469 0.05%
86 HUDSON CITY BANCORP INC 44,500 466 0.05%
87 CIGNA CORPORATION 3,600 466 0.05%
88 AMERISOURCEBERGEN CORP 4,100 466 0.05%
89 CLOROX CO DEL 4,200 464 0.05%
90 DAVITA INC 5,700 463 0.05%
91 STERICYCLE INC 3,300 463 0.05%
92 MCCORMICK & CO INC 6,000 463 0.05%
93 HASBRO INC 7,300 462 0.05%
94 NORDSTROM INC 5,700 458 0.05%
95 PEOPLES UNITED FINANCIAL INC 30,100 458 0.05%
96 ALLSTATE CORP 6,400 455 0.05%
97 TRAVELERS COMPANIES INC 4,200 454 0.05%
98 LABORATORY CORP AMER HLDGS 3,600 454 0.05%
99 PAYCHEX INC 9,046 449 0.05%
100 MCDONALDS CORP 4,600 448 0.05%
Page 2 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 E M C CORP MASS COM 300 8 0.00%
2 DOLLAR GEN CORP NEW 100 8 0.00%
3 ELECTRONIC ARTS INC 200 13 0.00%
4 US BANCORP DEL 600 26 0.00%
5 POWERSHARES ETF TR II 821 30 0.00%
6 KOHLS 500 31 0.00%
7 BAIDU INC 166 33 0.00%
8 SUNTRUST BKS INC 800 34 0.00%
9 EXPRESS SCRIPTS HLDG CO 500 44 0.00%
10 JUNIPER NETWORKS 1,700 44 0.00%
11 LINCOLN NATL CORP IND 900 53 0.01%
12 ALTISOURCE ASSET MGMT CORP 412 59 0.01%
13 MATTEL INC 2,300 59 0.01%
14 CIVEO CORP CDA 19,940 61 0.01%
15 WHOLE FOODS MKT INC 1,700 67 0.01%
16 HARRIS CORP 900 69 0.01%
17 PROCTER AND GAMBLE CO 900 70 0.01%
18 Tribune Publishing Co 4,742 74 0.01%
19 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 2,244 74 0.01%
20 PERKINELMER INC 1,400 74 0.01%
21 MERCK & CO INC 1,300 74 0.01%
22 SCANA 1,500 76 0.01%
23 CARNIVAL CORP 1,600 79 0.01%
24 ERA GROUP INC COM 3,961 81 0.01%
25 BOSTON PROPERTIES INC 700 85 0.01%
26 MICHAEL KORS HLDGS LTD 2,100 88 0.01%
27 CARDINAL HEALTH INC 1,100 92 0.01%
28 EQT CORP 1,200 98 0.01%
29 LUMEN TECHNOLOGIES INC 3,400 100 0.01%
30 VISA INC 1,600 107 0.01%
31 DARDEN RESTAURANTS INC 1,500 107 0.01%
32 SILVER BAY RLTY TR CORP 6,707 109 0.01%
33 ENOVA INTL INC COM 6,139 115 0.01%
34 VERITIV CORP 3,267 119 0.01%
35 INTUIT 1,200 121 0.01%
36 RAYONIER ADVANCED MATLS INC COM 7,803 127 0.01%
37 DUKE ENERGY CORP NEW 1,800 127 0.01%
38 FOSSIL GROUP INC 1,900 132 0.01%
39 AUTOZONE INC 200 133 0.02%
40 COCA COLA CO 3,500 137 0.02%
41 PINNACLE WEST 2,400 137 0.02%
42 INTERPUBLIC GROUP COS INC 7,584 146 0.02%
43 FTD GROUP INC 5,224 147 0.02%
44 LANDS END INC NEW 6,141 152 0.02%
45 STRYKER CORP 1,600 153 0.02%
46 BARD C R INC 900 154 0.02%
47 NEW MEDIA INVT GROUP INC COM 8,689 156 0.02%
48 XCEL ENERGY INC 5,000 161 0.02%
49 RADWARE LTD 7,428 165 0.02%
50 STARWOOD WAYPOINT RESIDENTIAL 7,027 167 0.02%
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