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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
101 FLEETCOR TECHNOLOGIES INC 2,218 335 0.04%
102 CITIGROUPINC 6,574 339 0.04%
103 AKAMAI TECHNOLOGIES INC 4,787 340 0.04%
104 AMERICAN INTL GROUP INC 6,208 340 0.04%
105 GENERAL MTRS CO 9,087 341 0.04%
106 DUNKIN BRANDS GROUP INC COM 7,209 343 0.04%
107 M & T BK CORP 2,700 343 0.04%
108 EBAY INC 6,000 346 0.04%
109 JPMORGAN CHASE & CO 5,708 346 0.04%
110 BANK NEW YORK MELLON CORP 8,625 347 0.04%
111 KELLOGG CO 5,300 350 0.04%
112 WILLIAMS COS INC DEL 6,913 350 0.04%
113 D R HORTON INC 12,352 352 0.04%
114 SPIRIT AEROSYSTEMS HLDGS INC 6,784 354 0.04%
115 THERMO FISHER SCIENTIFIC INC 2,642 355 0.04%
116 Dentsply Intl Inc 7,000 356 0.04%
117 KNOWLES CORP COM 18,545 357 0.04%
118 MOODYS CORP 3,440 357 0.04%
119 FACEBOOK INC 4,383 360 0.04%
120 RR DONNELLEY & SONS CO 18,884 362 0.04%
121 NIKE INC 3,607 362 0.04%
122 Pandora Media Inc 22,885 371 0.04%
123 REPUBLIC SVCS INC 9,200 373 0.04%
124 ZOETIS INC 8,200 380 0.04%
125 INTERNATIONAL BUSINESS MACHS 2,400 385 0.04%
126 ENTERGY CORP NEW 5,000 387 0.04%
127 Blackhawk Network 10,960 390 0.04%
128 SOUTHERN CO 8,891 394 0.04%
129 XL Group plc 10,700 394 0.04%
130 HOUGHTON MIFFLIN HARCOURT CO 17,011 399 0.04%
131 VERIZON COMMUNICATIONS INC 8,200 399 0.04%
132 AT&T INC 12,300 402 0.05%
133 CONSOLIDATED EDISON INC 6,600 403 0.05%
134 ALTRIA GROUP INC 8,100 405 0.05%
135 HCP INC 9,500 410 0.05%
136 SIMON PPTY GROUP INC NEW 2,100 411 0.05%
137 SYSCO CORP 11,000 415 0.05%
138 Welltower Inc. 5,400 418 0.05%
139 KIMBERLY CLARK CORP 3,900 418 0.05%
140 BAXTER INTL INC 6,100 418 0.05%
141 ROSS STORES INC 4,000 421 0.05%
142 WAL-MART STORES INC 5,200 428 0.05%
143 CISCO SYS INC 15,600 429 0.05%
144 QUEST DIAGNOSTICS INC 5,600 430 0.05%
145 MOTOROLA SOLUTIONS INC 6,500 433 0.05%
146 AVALONBAY COMM 2,500 436 0.05%
147 PATTERSON COS INC 9,000 439 0.05%
148 PUBLIC STORAGE 2,234 440 0.05%
149 C H ROBINSON WORLDWIDE INC 6,027 441 0.05%
150 NEW RESIDENTIAL INVT CORP COM NEW 29,370 441 0.05%
Page 3 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 446,188 55,711 6.32%
2 ISHARES 7-10 YEAR TREASURY BOND ETF 415,305 43,611 4.94%
3 ISHARES TR 362,987 40,135 4.55%
4 ISHARES TR 173,895 36,035 4.08%
5 PIMCO ETF TR 332,259 33,608 3.81%
6 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
7 VANGUARD WORLD FD 285,603 30,340 3.44%
8 ISHARES TR 256,655 29,700 3.37%
9 CLAYMORE ETF GUGGENHEIM ENHANCED 565,814 28,336 3.21%
10 ISHARES TR 254,433 27,677 3.14%
11 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
12 WISDOMTREE TR 387,681 22,175 2.51%
13 ISHARES TR 373,300 21,334 2.42%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,601 2.22%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,297 1.85%
17 VANGUARD MALVERN FDS 308,970 15,041 1.70%
18 PROSHARES TR II 570,174 14,112 1.60%
19 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
20 VANGUARD INDEX FDS 127,506 13,646 1.55%
21 VANGUARD WORLD FD 118,652 13,049 1.48%
22 ISHARES TR 203,737 12,835 1.45%
23 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
24 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
25 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
26 ISHARES TR 148,150 9,406 1.07%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
28 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
29 SPDR INDEX SHS FDS 201,684 9,084 1.03%
30 ISHARES TR 86,887 8,962 1.02%
31 VANGUARD INDEX FDS 98,250 8,899 1.01%
32 ISHARES TR 305,059 8,374 0.95%
33 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
34 ISHARES INC 247,187 7,235 0.82%
35 MARKET VECTORS ETF TR 294,118 7,165 0.81%
36 ISHARES RUSSELL 1000 ETF 59,036 6,851 0.78%
37 SPDR SERIES TRUST 178,233 6,849 0.78%
38 ISHARES RUSSELL 3000 ETF 55,235 6,848 0.78%
39 ISHARES TR 61,001 6,835 0.77%
40 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
41 VANGUARD INDEX FDS 90,100 6,730 0.76%
42 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
43 GLOBAL X FDS 244,362 6,436 0.73%
44 CHEETAH MOBILE INC 220,660 6,335 0.72%
45 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
46 ISHARES TR 149,507 5,756 0.65%
47 ProShares UltraShort Yen 59,877 5,520 0.63%
48 ISHARES INC 98,348 5,420 0.61%
49 ISHARES TR 234,061 5,346 0.61%
50 SPDR SERIES TRUST 139,300 5,334 0.60%
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