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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
151 ENTERPRISE PRODS PARTNERS L 9,942 327 0.04%
152 ABBVIE INC 9,966 583 0.07%
153 MICRON TECHNOLOGY INC 10,575 287 0.03%
154 XL GROUP PLC 10,700 394 0.04%
155 PLUM CREEK TIMBER 10,800 469 0.05%
156 ONE GAS INC COM 10,878 470 0.05%
157 Blackhawk Network 10,960 390 0.04%
158 SYSCO CORP 11,000 415 0.05%
159 CARETRUST REIT INC 11,439 155 0.02%
160 KRAFT HEINZ CO COM 11,492 1,001 0.11%
161 Altisource Residential Corp 11,657 243 0.03%
162 TECO ENERGY INC 11,800 229 0.03%
163 MICHAELS COS INC 12,221 331 0.04%
164 AT&T INC 12,300 402 0.05%
165 D R HORTON INC 12,352 352 0.04%
166 OWENS ILL INC 12,671 295 0.03%
167 ALLEGION PUB LTD CO 12,748 780 0.09%
168 RADWARE LTD 14,070 294 0.03%
169 SELECT SECTOR SPDR TR 14,574 1,131 0.13%
170 CISCO SYS INC 15,600 429 0.05%
171 ALLY FINL INC 15,763 331 0.04%
172 CST BRANDS INC 15,817 693 0.08%
173 ZOETIS INC 15,865 734 0.08%
174 KIMCO RLTY CORP 16,478 442 0.05%
175 HOUGHTON MIFFLIN HARCOURT CO 17,011 399 0.04%
176 KNOWLES CORP 18,545 357 0.04%
177 RR DONNELLEY & SONS CO 18,884 362 0.04%
178 LIBERTY MEDIA SER A 19,106 737 0.08%
179 DARLING INGREDIENTS INC 19,284 270 0.03%
180 Adt Corp 19,636 815 0.09%
181 WHITEWAVE FOODS CO 20,192 895 0.10%
182 CIVEO CORP CDA 21,764 55 0.01%
183 NOW INC 22,245 481 0.05%
184 Pandora Media 22,885 371 0.04%
185 ISHARES TR 26,731 625 0.07%
186 WindStream Corp (win) 29,100 215 0.02%
187 NEW RESIDENTIAL INVT CORP COM NEW 29,370 441 0.05%
188 BROOKFIELD PPTY PARTNERS L P 29,763 722 0.08%
189 PEOPLES UNITED FINANCIAL INC 30,100 458 0.05%
190 WP GLIMCHER IN 31,707 527 0.06%
191 NAVIENT CORPORATION 33,110 673 0.08%
192 ISHARES TR 35,706 3,681 0.41%
193 ISHARES TR 36,961 3,879 0.44%
194 SELECT SECTOR SPDR TR 40,058 2,904 0.33%
195 NEWS CORP CL A 44,229 708 0.08%
196 HUDSON CITY BANCORP INC 44,500 466 0.05%
197 ISHARES TR 56,635 7,014 0.79%
198 ProShares UltraShort Yen 59,877 5,324 0.60%
199 ISHARES TR 60,436 7,002 0.79%
200 ISHARES 60,755 2,113 0.24%
Page 4 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 446,188 55,711 6.32%
2 ISHARES 7-10 YEAR TREASURY BOND ETF 415,305 43,611 4.94%
3 ISHARES TR 362,987 40,135 4.55%
4 ISHARES TR 173,895 36,035 4.08%
5 PIMCO ETF TR 332,259 33,608 3.81%
6 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
7 VANGUARD WORLD FD 285,603 30,340 3.44%
8 ISHARES TR 256,655 29,700 3.37%
9 CLAYMORE ETF GUGGENHEIM ULTRA SHORT 565,814 28,336 3.21%
10 ISHARES TR 254,433 27,677 3.14%
11 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
12 WISDOMTREE TR 387,681 22,175 2.51%
13 ISHARES TR 373,300 21,334 2.42%
14 ISHARES TR 180,056 19,601 2.22%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 INDEXIQ ETF TR 567,655 16,297 1.85%
17 VANGUARD MALVERN FDS 308,970 15,041 1.70%
18 PROSHARES TR II 570,174 14,112 1.60%
19 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
20 VANGUARD INDEX FDS 127,506 13,646 1.55%
21 VANGUARD WORLD FD 118,652 13,049 1.48%
22 ISHARES TR 203,737 12,835 1.45%
23 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
24 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
25 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
26 ISHARES TR 148,150 9,406 1.07%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
28 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
29 SPDR INDEX SHS FDS 201,684 9,084 1.03%
30 ISHARES TR 86,887 8,962 1.02%
31 VANGUARD INDEX FDS 98,250 8,899 1.01%
32 ISHARES TR 305,059 8,374 0.95%
33 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
34 ISHARES 247,187 7,235 0.82%
35 MARKET VECTORS ETF TR 294,118 7,165 0.81%
36 ISHARES TR 59,036 6,851 0.78%
37 SPDR SERIES TRUST 178,233 6,849 0.78%
38 ISHARES TR 55,235 6,848 0.78%
39 ISHARES TR 61,001 6,835 0.77%
40 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
41 VANGUARD INDEX FDS 90,100 6,730 0.76%
42 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
43 GLOBAL X FDS 244,362 6,436 0.73%
44 CHEETAH MOBILE INC 220,660 6,335 0.72%
45 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
46 ISHARES TR 149,507 5,756 0.65%
47 ProShares UltraShort Yen 59,877 5,520 0.63%
48 ISHARES 98,348 5,420 0.61%
49 ISHARES 234,061 5,346 0.61%
50 SPDR SERIES TRUST 139,300 5,334 0.60%
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