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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
2 ABBVIE INC 9,966 583 0.07%
3 AGL Resources Inc 5,600 278 0.03%
4 AIRGAS INC 500 53 0.01%
5 AKAMAI TECHNOLOGIES INC 4,787 340 0.04%
6 ALLEGION PUB LTD CO 12,748 780 0.09%
7 ALLERGAN PLC 1,729 515 0.06%
8 ALLSTATE CORP 6,400 455 0.05%
9 ALLY FINL INC 15,763 331 0.04%
10 ALTISOURCE ASSET MGMT CORP 449 83 0.01%
11 ALTRIA GROUP INC 8,100 405 0.05%
12 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
13 AMERICAN INTL GROUP INC 6,208 340 0.04%
14 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
15 AMERICAN TOWER CORP NEW 3,494 329 0.04%
16 AMERISOURCEBERGEN CORP 4,100 466 0.05%
17 APARTMENT INVT & MGMT CO 7,500 295 0.03%
18 APPLE INC 2,623 326 0.04%
19 AT&T INC 12,300 402 0.05%
20 AUTOMATIC DATA PROCESSING IN 3,300 283 0.03%
21 AUTOZONE INC 200 136 0.02%
22 AVALONBAY COMM 2,500 436 0.05%
23 Adt Corp 19,636 815 0.09%
24 Altisource Residential Corp 11,657 243 0.03%
25 BAIDU INC 163 34 0.00%
26 BANK NEW YORK MELLON CORP 8,625 347 0.04%
27 BARD C R INC 900 151 0.02%
28 BAXTER INTL INC 6,100 418 0.05%
29 BOSTON PROPERTIES INC 700 98 0.01%
30 BROOKFIELD PPTY PARTNERS L P 29,763 722 0.08%
31 Blackhawk Network 10,960 390 0.04%
32 C H ROBINSON WORLDWIDE INC 6,027 441 0.05%
33 CANADIAN PAC RY LTD 1,761 322 0.04%
34 CARDINAL HEALTH INC 1,100 99 0.01%
35 CARETRUST REIT INC COM 11,439 155 0.02%
36 CARNIVAL CORP 1,600 77 0.01%
37 CDW CORP 8,954 333 0.04%
38 CELANESE CORP DEL 5,850 327 0.04%
39 CHEETAH MOBILE INC 303,420 5,185 0.58%
40 CIGNA CORPORATION 3,600 466 0.05%
41 CINCINNATI FINL CORP 3,400 181 0.02%
42 CISCO SYS INC 15,600 429 0.05%
43 CITIGROUPINC 6,574 339 0.04%
44 CIVEO CORP CDA 21,764 55 0.01%
45 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
46 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
47 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
48 CLOROX CO DEL 4,200 464 0.05%
49 COLGATE PALMOLIVE CO 6,400 444 0.05%
50 CONAGRA BRANDS INC 7,200 263 0.03%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 446,188 55,711 6.32%
2 ISHARES 7-10 YEAR TREASURY BOND ETF 415,305 43,611 4.94%
3 ISHARES TR 362,987 40,135 4.55%
4 ISHARES TR 173,895 36,035 4.08%
5 PIMCO ETF TR 332,259 33,608 3.81%
6 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
7 VANGUARD WORLD FD 285,603 30,340 3.44%
8 ISHARES TR 256,655 29,700 3.37%
9 CLAYMORE ETF GUGGENHEIM ENHANCED 565,814 28,336 3.21%
10 ISHARES TR 254,433 27,677 3.14%
11 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
12 WISDOMTREE TR 387,681 22,175 2.51%
13 ISHARES TR 373,300 21,334 2.42%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,601 2.22%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,297 1.85%
17 VANGUARD MALVERN FDS 308,970 15,041 1.70%
18 PROSHARES TR II 570,174 14,112 1.60%
19 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
20 VANGUARD INDEX FDS 127,506 13,646 1.55%
21 VANGUARD WORLD FD 118,652 13,049 1.48%
22 ISHARES TR 203,737 12,835 1.45%
23 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
24 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
25 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
26 ISHARES TR 148,150 9,406 1.07%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
28 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
29 SPDR INDEX SHS FDS 201,684 9,084 1.03%
30 ISHARES TR 86,887 8,962 1.02%
31 VANGUARD INDEX FDS 98,250 8,899 1.01%
32 ISHARES TR 305,059 8,374 0.95%
33 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
34 ISHARES INC 247,187 7,235 0.82%
35 MARKET VECTORS ETF TR 294,118 7,165 0.81%
36 ISHARES RUSSELL 1000 ETF 59,036 6,851 0.78%
37 SPDR SERIES TRUST 178,233 6,849 0.78%
38 ISHARES RUSSELL 3000 ETF 55,235 6,848 0.78%
39 ISHARES TR 61,001 6,835 0.77%
40 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
41 VANGUARD INDEX FDS 90,100 6,730 0.76%
42 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
43 GLOBAL X FDS 244,362 6,436 0.73%
44 CHEETAH MOBILE INC 220,660 6,335 0.72%
45 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
46 ISHARES TR 149,507 5,756 0.65%
47 ProShares UltraShort Yen 59,877 5,520 0.63%
48 ISHARES INC 98,348 5,420 0.61%
49 ISHARES TR 234,061 5,346 0.61%
50 SPDR SERIES TRUST 139,300 5,334 0.60%
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