Dark
Light
System
Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
2 ABBVIE INC 9,966 583 0.07%
3 AGL Resources Inc 5,600 278 0.03%
4 AIRGAS INC 500 53 0.01%
5 AKAMAI TECHNOLOGIES INC 4,787 340 0.04%
6 ALLEGION PUB LTD CO 12,748 780 0.09%
7 ALLERGAN PLC 1,729 515 0.06%
8 ALLSTATE CORP 6,400 455 0.05%
9 ALLY FINL INC 15,763 331 0.04%
10 ALTISOURCE ASSET MGMT CORP 449 83 0.01%
11 ALTRIA GROUP INC 8,100 405 0.05%
12 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
13 AMERICAN INTL GROUP INC 6,208 340 0.04%
14 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
15 AMERICAN TOWER CORP NEW 3,494 329 0.04%
16 AMERISOURCEBERGEN CORP 4,100 466 0.05%
17 APARTMENT INVT & MGMT CO 7,500 295 0.03%
18 APPLE INC 2,623 326 0.04%
19 AT&T INC 12,300 402 0.05%
20 AUTOMATIC DATA PROCESSING IN 3,300 283 0.03%
21 AUTOZONE INC 200 136 0.02%
22 AVALONBAY COMM 2,500 436 0.05%
23 Adt Corp 19,636 815 0.09%
24 Altisource Residential Corp 11,657 243 0.03%
25 BAIDU INC 163 34 0.00%
26 BANK NEW YORK MELLON CORP 8,625 347 0.04%
27 BARD C R INC 900 151 0.02%
28 BAXTER INTL INC 6,100 418 0.05%
29 BOSTON PROPERTIES INC 700 98 0.01%
30 BROOKFIELD PPTY PARTNERS L P 29,763 722 0.08%
31 Blackhawk Network 10,960 390 0.04%
32 C H ROBINSON WORLDWIDE INC 6,027 441 0.05%
33 CANADIAN PAC RY LTD 1,761 322 0.04%
34 CARDINAL HEALTH INC 1,100 99 0.01%
35 CARETRUST REIT INC COM 11,439 155 0.02%
36 CARNIVAL CORP 1,600 77 0.01%
37 CDW CORP 8,954 333 0.04%
38 CELANESE CORP DEL 5,850 327 0.04%
39 CHEETAH MOBILE INC 303,420 5,185 0.58%
40 CIGNA CORPORATION 3,600 466 0.05%
41 CINCINNATI FINL CORP 3,400 181 0.02%
42 CISCO SYS INC 15,600 429 0.05%
43 CITIGROUPINC 6,574 339 0.04%
44 CIVEO CORP CDA 21,764 55 0.01%
45 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
46 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
47 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
48 CLOROX CO DEL 4,200 464 0.05%
49 COLGATE PALMOLIVE CO 6,400 444 0.05%
50 CONAGRA BRANDS INC 7,200 263 0.03%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 SPDR INDEX SHS FDS 141,719 5,305 0.60%
52 WISDOMTREE TR 85,559 5,270 0.60%
53 ISHARES MSCI SPAN CP ETF 155,686 5,223 0.59%
54 ISHARES 183,653 5,120 0.58%
55 VANGUARD TAX-MANAGED FDS 102,317 4,057 0.46%
56 ISHARES TR 38,030 3,981 0.45%
57 ISHARES TR 122,796 3,716 0.42%
58 MARKET VECTORS INDIA SC ETF 70,143 2,970 0.34%
59 SELECT SECTOR SPDR TR 35,214 2,620 0.30%
60 EGSHARES INDIA INFRA ETF 199,804 2,473 0.28%
61 CLAYMORE EXCHANGE TRD FD TR 53,154 1,675 0.19%
62 SIBANYE STILLWATER 172,392 1,112 0.13%
63 SHIRE PLC 3,840 927 0.11%
64 SELECT SECTOR SPDR TR 12,319 926 0.10%
65 ISHARES TR 8,129 809 0.09%
66 VANGUARD WORLD FDS 9,213 801 0.09%
67 WHITEWAVE FOODS CO 15,644 765 0.09%
68 ABBVIE INC 10,861 730 0.08%
69 BROOKFIELD PPTY PARTNERS L P 33,094 730 0.08%
70 ZOETIS INC 14,964 722 0.08%
71 NEWS CORP CL A 48,821 712 0.08%
72 ALLEGION PUB LTD CO 11,833 712 0.08%
73 NAVIENT 38,433 700 0.08%
74 KEYSIGHT TECHNOLOGIES INC COM 22,390 698 0.08%
75 MALLINCKRODT PUB LTD CO 5,881 692 0.08%
76 Liberty Media Ser A 18,849 679 0.08%
77 NORTHSTAR ASSET 35,107 649 0.07%
78 ISHARES TR 26,634 608 0.07%
79 NEW RESIDENTIAL INVT CORP COM NEW 36,834 561 0.06%
80 CST BRANDS INC 14,306 559 0.06%
81 MURPHY USA INC COM 8,389 468 0.05%
82 TIME INC NEW 20,283 467 0.05%
83 WP GLIMCHER IN COM 33,699 456 0.05%
84 MCCORMICK & CO INC 5,600 453 0.05%
85 PEOPLES UNITED FINANCIAL INC 27,900 452 0.05%
86 TORCHMARK CORP COM 7,750 451 0.05%
87 SCIENCE APPLICATNS INTL CP N 8,539 451 0.05%
88 CLOROX CO DEL 4,300 447 0.05%
89 KELLOGG CO 7,100 445 0.05%
90 AIRGAS INC 4,200 444 0.05%
91 EXPEDITORS INTL WASH INC 9,600 443 0.05%
92 ASSURANT INC 6,600 442 0.05%
93 STERICYCLE INC 3,300 442 0.05%
94 HUDSON CITY BANCORP INC 44,500 440 0.05%
95 PATTERSON COS INC 9,000 438 0.05%
96 AT&T INC 12,300 437 0.05%
97 MCDONALDS CORP 4,600 437 0.05%
98 DAVITA INC 5,500 437 0.05%
99 WATERS CORP 3,400 436 0.05%
100 LABORATORY CORP AMER HLDGS 3,600 436 0.05%
Page 2 of 6