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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Hewlett Packard Co 0 0 0.00%
2 HARVARD APPARATUS REGENER TE 1,464 5 0.00%
3 EDISON INTL 200 12 0.00%
4 US BANCORP DEL 600 26 0.00%
5 VENTAS INC 400 29 0.00%
6 BAIDU INC 163 34 0.00%
7 KOHLS 500 39 0.00%
8 CROWN CASTLE INTL CORP NEW 500 41 0.00%
9 Sizmek Inc 6,008 44 0.00%
10 POWERSHARES ETF TR II 1,247 47 0.01%
11 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 2,398 48 0.01%
12 EXTENDED STAY AMER INC 2,599 51 0.01%
13 MATTEL INC 2,300 53 0.01%
14 AIRGAS INC 500 53 0.01%
15 CIVEO CORP CDA 21,764 55 0.01%
16 HARRIS CORP 900 71 0.01%
17 PROCTER AND GAMBLE CO 900 74 0.01%
18 CARNIVAL CORP 1,600 77 0.01%
19 ALTISOURCE ASSET MGMT CORP 449 83 0.01%
20 ERA GROUP INC COM 4,184 87 0.01%
21 WHOLE FOODS MKT INC 1,700 89 0.01%
22 UNITED PARCEL SERVICE INC 1,000 97 0.01%
23 BOSTON PROPERTIES INC 700 98 0.01%
24 CARDINAL HEALTH INC 1,100 99 0.01%
25 DARDEN RESTAURANTS INC 1,500 104 0.01%
26 VISA INC 1,600 105 0.01%
27 ENGILITY HLDGS INC NEW COM 3,612 109 0.01%
28 EXPRESS SCRIPTS HLDG CO 1,300 113 0.01%
29 Theravance Biopharma Inc 6,709 116 0.01%
30 INTUIT 1,200 116 0.01%
31 LUMEN TECHNOLOGIES INC 3,400 117 0.01%
32 FTD GROUP INC 4,064 122 0.01%
33 SILVER BAY RLTY TR CORP 7,689 124 0.01%
34 E M C CORP MASS COM 4,900 125 0.01%
35 AUTOZONE INC 200 136 0.02%
36 PHILIP MORRIS INTL INC 1,800 136 0.02%
37 DUKE ENERGY CORP NEW 1,800 138 0.02%
38 STRYKER CORP 1,600 148 0.02%
39 BARD C R INC 900 151 0.02%
40 PINNACLE WEST 2,400 153 0.02%
41 CARETRUST REIT INC COM 11,439 155 0.02%
42 FOSSIL GROUP INC 1,900 157 0.02%
43 SCANA 3,000 165 0.02%
44 INTERPUBLIC GROUP COS INC 7,584 168 0.02%
45 EXPEDITORS INTL WASH INC 3,500 169 0.02%
46 XCEL ENERGY INC 5,000 174 0.02%
47 UNITEDHEALTH GROUP INC 1,500 177 0.02%
48 CINCINNATI FINL CORP 3,400 181 0.02%
49 MCKESSON CORP 800 181 0.02%
50 NEW MEDIA INVT GROUP INC COM 7,648 183 0.02%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 446,188 55,711 6.32%
2 ISHARES 7-10 YEAR TREASURY BOND ETF 415,305 43,611 4.94%
3 ISHARES TR 362,987 40,135 4.55%
4 ISHARES TR 173,895 36,035 4.08%
5 PIMCO ETF TR 332,259 33,608 3.81%
6 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
7 VANGUARD WORLD FD 285,603 30,340 3.44%
8 ISHARES TR 256,655 29,700 3.37%
9 CLAYMORE ETF GUGGENHEIM ENHANCED 565,814 28,336 3.21%
10 ISHARES TR 254,433 27,677 3.14%
11 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
12 WISDOMTREE TR 387,681 22,175 2.51%
13 ISHARES TR 373,300 21,334 2.42%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,601 2.22%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,297 1.85%
17 VANGUARD MALVERN FDS 308,970 15,041 1.70%
18 PROSHARES TR II 570,174 14,112 1.60%
19 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
20 VANGUARD INDEX FDS 127,506 13,646 1.55%
21 VANGUARD WORLD FD 118,652 13,049 1.48%
22 ISHARES TR 203,737 12,835 1.45%
23 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
24 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
25 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
26 ISHARES TR 148,150 9,406 1.07%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
28 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
29 SPDR INDEX SHS FDS 201,684 9,084 1.03%
30 ISHARES TR 86,887 8,962 1.02%
31 VANGUARD INDEX FDS 98,250 8,899 1.01%
32 ISHARES TR 305,059 8,374 0.95%
33 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
34 ISHARES INC 247,187 7,235 0.82%
35 MARKET VECTORS ETF TR 294,118 7,165 0.81%
36 ISHARES RUSSELL 1000 ETF 59,036 6,851 0.78%
37 SPDR SERIES TRUST 178,233 6,849 0.78%
38 ISHARES RUSSELL 3000 ETF 55,235 6,848 0.78%
39 ISHARES TR 61,001 6,835 0.77%
40 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
41 VANGUARD INDEX FDS 90,100 6,730 0.76%
42 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
43 GLOBAL X FDS 244,362 6,436 0.73%
44 CHEETAH MOBILE INC 220,660 6,335 0.72%
45 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
46 ISHARES TR 149,507 5,756 0.65%
47 ProShares UltraShort Yen 59,877 5,520 0.63%
48 ISHARES INC 98,348 5,420 0.61%
49 ISHARES TR 234,061 5,346 0.61%
50 SPDR SERIES TRUST 139,300 5,334 0.60%
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