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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES INC 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES RUSSELL 3000 ETF 56,635 7,014 0.79%
35 ISHARES RUSSELL 1000 ETF 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
151 PAYCHEX INC 9,046 424 0.05%
152 AMERISOURCEBERGEN CORP 4,000 425 0.05%
153 NORDSTROM INC 5,700 425 0.05%
154 CISCO SYS INC 15,500 426 0.05%
155 BAXTER INTL INC 6,100 427 0.05%
156 COLGATE PALMOLIVE CO 6,600 432 0.05%
157 DOLLAR TREE INC 5,500 434 0.05%
158 HASBRO INC 5,800 434 0.05%
159 LABORATORY CORP AMER HLDGS 3,600 436 0.05%
160 WATERS CORP 3,400 436 0.05%
161 UNITED PARCEL SERVICE INC 4,500 436 0.05%
162 AT&T INC 12,300 437 0.05%
163 MCDONALDS CORP 4,600 437 0.05%
164 DAVITA INC 5,500 437 0.05%
165 PATTERSON COS INC 9,000 438 0.05%
166 HUDSON CITY BANCORP INC 44,500 440 0.05%
167 ASSURANT INC 6,600 442 0.05%
168 STERICYCLE INC 3,300 442 0.05%
169 EXPEDITORS INTL WASH INC 9,600 443 0.05%
170 AIRGAS INC 4,200 444 0.05%
171 KELLOGG CO 7,100 445 0.05%
172 CLOROX CO DEL 4,300 447 0.05%
173 SCIENCE APPLICATNS INTL CP N 8,539 451 0.05%
174 TORCHMARK CORP COM 7,750 451 0.05%
175 PEOPLES UNITED FINANCIAL INC 27,900 452 0.05%
176 MCCORMICK & CO INC 5,600 453 0.05%
177 WP GLIMCHER IN COM 33,699 456 0.05%
178 TIME INC NEW 20,283 467 0.05%
179 MURPHY USA INC COM 8,389 468 0.05%
180 CST BRANDS INC 14,306 559 0.06%
181 NEW RESIDENTIAL INVT CORP COM NEW 36,834 561 0.06%
182 ISHARES TR 26,634 608 0.07%
183 NORTHSTAR ASSET 35,107 649 0.07%
184 Liberty Media Ser A 18,849 679 0.08%
185 MALLINCKRODT PUB LTD CO 5,881 692 0.08%
186 KEYSIGHT TECHNOLOGIES INC COM 22,390 698 0.08%
187 NAVIENT 38,433 700 0.08%
188 NEWS CORP CL A 48,821 712 0.08%
189 ALLEGION PUB LTD CO 11,833 712 0.08%
190 ZOETIS INC 14,964 722 0.08%
191 BROOKFIELD PPTY PARTNERS L P 33,094 730 0.08%
192 ABBVIE INC 10,861 730 0.08%
193 WHITEWAVE FOODS CO 15,644 765 0.09%
194 VANGUARD WORLD FDS 9,213 801 0.09%
195 ISHARES TR 8,129 809 0.09%
196 SELECT SECTOR SPDR TR 12,319 926 0.10%
197 SHIRE PLC 3,840 927 0.11%
198 SIBANYE STILLWATER 172,392 1,112 0.13%
199 CLAYMORE EXCHANGE TRD FD TR 53,154 1,675 0.19%
200 EGSHARES INDIA INFRA ETF 199,804 2,473 0.28%
Page 4 of 6