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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES INC 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES RUSSELL 3000 ETF 56,635 7,014 0.79%
35 ISHARES RUSSELL 1000 ETF 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
201 SELECT SECTOR SPDR TR 35,214 2,620 0.30%
202 MARKET VECTORS INDIA SC ETF 70,143 2,970 0.34%
203 ISHARES TR 122,796 3,716 0.42%
204 ISHARES TR 38,030 3,981 0.45%
205 VANGUARD TAX-MANAGED FDS 102,317 4,057 0.46%
206 ISHARES 183,653 5,120 0.58%
207 ISHARES MSCI SPAN CP ETF 155,686 5,223 0.59%
208 WISDOMTREE TR 85,559 5,270 0.60%
209 SPDR INDEX SHS FDS 141,719 5,305 0.60%
210 SPDR SERIES TRUST 139,300 5,334 0.60%
211 ISHARES TR 234,061 5,346 0.61%
212 ISHARES INC 98,348 5,420 0.61%
213 ProShares UltraShort Yen 59,877 5,520 0.63%
214 ISHARES TR 149,507 5,756 0.65%
215 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
216 CHEETAH MOBILE INC 220,660 6,335 0.72%
217 GLOBAL X FDS 244,362 6,436 0.73%
218 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
219 VANGUARD INDEX FDS 90,100 6,730 0.76%
220 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
221 ISHARES TR 61,001 6,835 0.77%
222 ISHARES RUSSELL 3000 ETF 55,235 6,848 0.78%
223 SPDR SERIES TRUST 178,233 6,849 0.78%
224 ISHARES RUSSELL 1000 ETF 59,036 6,851 0.78%
225 MARKET VECTORS ETF TR 294,118 7,165 0.81%
226 ISHARES INC 247,187 7,235 0.82%
227 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
228 ISHARES TR 305,059 8,374 0.95%
229 VANGUARD INDEX FDS 98,250 8,899 1.01%
230 ISHARES TR 86,887 8,962 1.02%
231 SPDR INDEX SHS FDS 201,684 9,084 1.03%
232 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
233 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
234 ISHARES TR 148,150 9,406 1.07%
235 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
236 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
237 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
238 ISHARES TR 203,737 12,835 1.45%
239 VANGUARD WORLD FD 118,652 13,049 1.48%
240 VANGUARD INDEX FDS 127,506 13,646 1.55%
241 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
242 PROSHARES TR II 570,174 14,112 1.60%
243 VANGUARD MALVERN FDS 308,970 15,041 1.70%
244 IQ Merger Arbitrage Etc 567,655 16,297 1.85%
245 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
246 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,601 2.22%
247 ISHARES TR 373,300 21,334 2.42%
248 WISDOMTREE TR 387,681 22,175 2.51%
249 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
250 ISHARES TR 254,433 27,677 3.14%
Page 5 of 6