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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES INC 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES RUSSELL 3000 ETF 56,635 7,014 0.79%
35 ISHARES RUSSELL 1000 ETF 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 EGSHARES INDIA INFRA ETF 199,804 2,473 0.28%
2 MARKET VECTORS INDIA SC ETF 70,143 2,970 0.34%
3 ABBVIE INC 10,861 730 0.08%
4 AIRGAS INC 4,200 444 0.05%
5 AKAMAI TECHNOLOGIES INC 4,171 291 0.03%
6 ALLEGION PUB LTD CO 11,833 712 0.08%
7 ALLERGAN PLC 1,099 334 0.04%
8 ALLSTATE CORP 6,400 415 0.05%
9 ALLY FINL INC 14,559 327 0.04%
10 ALTISOURCE ASSET MGMT CORP 412 59 0.01%
11 ALTRIA GROUP INC 8,100 396 0.04%
12 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
13 AMERICAN INTL GROUP INC 5,526 342 0.04%
14 AMERICAN TOWER CORP NEW 3,419 319 0.04%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 AMERISOURCEBERGEN CORP 4,000 425 0.05%
17 APPLE INC 2,500 314 0.04%
18 ASSURANT INC 6,600 442 0.05%
19 AT&T INC 12,300 437 0.05%
20 AUTOMATIC DATA PROCESSING IN 3,300 265 0.03%
21 AUTOZONE INC 200 133 0.02%
22 AVALONBAY COMM 2,200 352 0.04%
23 AVERY DENNISON CORP 5,900 360 0.04%
24 Altisource Residential Corp 10,393 175 0.02%
25 BAIDU INC 166 33 0.00%
26 BANK NEW YORK MELLON CORP 7,481 314 0.04%
27 BARD C R INC 900 154 0.02%
28 BAXTER INTL INC 6,100 427 0.05%
29 BLACKHAWK NETWORK 10,169 419 0.05%
30 BOSTON PROPERTIES INC 700 85 0.01%
31 BROOKFIELD PPTY PARTNERS L P 33,094 730 0.08%
32 C H ROBINSON WORLDWIDE INC 6,027 376 0.04%
33 CANADIAN PAC RY LTD 1,789 287 0.03%
34 CARDINAL HEALTH INC 1,100 92 0.01%
35 CARNIVAL CORP 1,600 79 0.01%
36 CBS CORP NEW 5,350 297 0.03%
37 CDK GLOBAL INC 5,996 324 0.04%
38 CDW CORP 8,667 297 0.03%
39 CELANESE CORP DEL 4,821 347 0.04%
40 CHEETAH MOBILE INC 220,660 6,335 0.72%
41 CHENIERE ENERGY INC 4,216 292 0.03%
42 CIGNA CORPORATION 2,300 373 0.04%
43 CINCINNATI FINL CORP 3,400 171 0.02%
44 CISCO SYS INC 15,500 426 0.05%
45 CITIGROUPINC 5,948 329 0.04%
46 CIVEO CORP CDA 19,940 61 0.01%
47 CLAYMORE ETF GUGGENHEIM ENHANCED 565,814 28,336 3.21%
48 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
49 CLAYMORE EXCHANGE TRD FD TR 53,154 1,675 0.19%
50 CLOROX CO DEL 4,300 447 0.05%
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