Dark
Light
System
Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES INC 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES RUSSELL 3000 ETF 56,635 7,014 0.79%
35 ISHARES RUSSELL 1000 ETF 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 DOLLAR GEN CORP NEW 100 8 0.00%
2 BAIDU INC 166 33 0.00%
3 ELECTRONIC ARTS INC 200 13 0.00%
4 AUTOZONE INC 200 133 0.02%
5 PRICELINE GRP INC 266 306 0.03%
6 E M C CORP MASS COM 300 8 0.00%
7 ALTISOURCE ASSET MGMT CORP 412 59 0.01%
8 KOHLS 500 31 0.00%
9 EXPRESS SCRIPTS HLDG CO 500 44 0.00%
10 US BANCORP DEL 600 26 0.00%
11 BOSTON PROPERTIES INC 700 85 0.01%
12 SUNTRUST BKS INC 800 34 0.00%
13 MCKESSON CORP 800 180 0.02%
14 POWERSHARES ETF TR II 821 30 0.00%
15 HARRIS CORP 900 69 0.01%
16 PROCTER AND GAMBLE CO 900 70 0.01%
17 BARD C R INC 900 154 0.02%
18 LINCOLN NATL CORP IND 900 53 0.01%
19 ALLERGAN PLC 1,099 334 0.04%
20 CARDINAL HEALTH INC 1,100 92 0.01%
21 INTUIT 1,200 121 0.01%
22 EQT CORP 1,200 98 0.01%
23 MERCK & CO INC 1,300 74 0.01%
24 Intuit Inc 1,314 272 0.03%
25 PERKINELMER INC 1,400 74 0.01%
26 VALEANT PHARMACEUTICALS INTL 1,442 320 0.04%
27 DARDEN RESTAURANTS INC 1,500 107 0.01%
28 SCANA 1,500 76 0.01%
29 SIMON PPTY GROUP INC NEW 1,500 260 0.03%
30 VISA INC 1,600 107 0.01%
31 STRYKER CORP 1,600 153 0.02%
32 CARNIVAL CORP 1,600 79 0.01%
33 PRAXAIR INC 1,600 191 0.02%
34 JUNIPER NETWORKS 1,700 44 0.00%
35 WHOLE FOODS MKT INC 1,700 67 0.01%
36 CANADIAN PAC RY LTD 1,789 287 0.03%
37 DUKE ENERGY CORP NEW 1,800 127 0.01%
38 FOSSIL GROUP INC 1,900 132 0.01%
39 SMUCKER J M CO 2,000 217 0.02%
40 MICHAEL KORS HLDGS LTD 2,100 88 0.01%
41 FLEETCOR TECHNOLOGIES INC 2,109 329 0.04%
42 AVALONBAY COMM 2,200 352 0.04%
43 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 2,244 74 0.01%
44 HERSHEY CO 2,300 204 0.02%
45 MATTEL INC 2,300 59 0.01%
46 CIGNA CORPORATION 2,300 373 0.04%
47 INTERNATIONAL BUSINESS MACHS 2,400 390 0.04%
48 PINNACLE WEST 2,400 137 0.02%
49 Chubb Corporation 2,500 238 0.03%
50 JOHNSON & JOHNSON 2,500 244 0.03%
Page 1 of 6