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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 54 holdings with a total value of $896,865,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 INTERPUBLIC GROUP COS INC 7,584 175,000 0.02%
2 ISHARES TR 3,978 411,000 0.05%
3 FIRST TR MID CAP CORE ALPHAD 9,720 491,000 0.05%
4 ISHARES TR 45,253 767,000 0.09%
5 ISHARES TR 4,668 983,000 0.11%
6 VANECK VECTORS ETF TR 51,577 1,035,000 0.12%
7 SPDR S&P 500 ETF TR 5,633 1,180,000 0.13%
8 SELECT SECTOR SPDR TR 54,620 1,248,000 0.14%
9 VANECK VECTORS ETF TR 32,090 1,360,000 0.15%
10 VANGUARD WORLD FDS 14,613 1,438,000 0.16%
11 IQ HEDGE LONG/SHORT TRACKER 80,000 1,512,000 0.17%
12 INDEXIQ ETF TR 80,000 1,571,000 0.18%
13 ISHARES TR 40,405 1,583,000 0.18%
14 SELECT SECTOR SPDR TR 29,671 1,662,000 0.19%
15 ISHARES INC 68,953 1,689,000 0.19%
16 VANECK VECTORS ETF TR 93,057 1,756,000 0.20%
17 ISHARES TR 66,188 1,848,000 0.21%
18 CLAYMORE EXCHANGE TRD FD TR 49,935 1,969,000 0.22%
19 GOLDMAN SACHS ETF TR 51,087 2,169,000 0.24%
20 VANGUARD WORLD FD 23,574 2,525,000 0.28%
21 VANGUARD INDEX FDS 31,648 2,819,000 0.31%
22 VANGUARD TAX-MANAGED FDS 114,917 4,063,000 0.45%
23 ISHARES TR 41,010 4,785,000 0.53%
24 SPDR SERIES TRUST 143,000 6,036,000 0.67%
25 ISHARES RUSSELL 1000 ETF 60,836 7,111,000 0.79%
26 ISHARES RUSSELL 3000 ETF 57,335 7,111,000 0.79%
27 SPDR SERIES TRUST 202,033 7,211,000 0.80%
28 VANGUARD INDEX FDS 84,900 7,528,000 0.84%
29 SPDR INDEX SHS FDS 207,673 8,174,000 0.91%
30 ISHARES TR 168,650 9,414,000 1.05%
31 ISHARES 20 YEAR TREASURY BOND ETF 75,650 10,508,000 1.17%
32 VANGUARD MALVERN FDS 220,196 10,895,000 1.21%
33 ISHARES TR 206,149 11,272,000 1.26%
34 VANGUARD SCOTTSDALE FDS 133,500 11,936,000 1.33%
35 VANGUARD LONG TERM BOND ETF 123,600 12,119,000 1.35%
36 IQ LEADERS GTAA TRACKER ETF 644,741 13,359,000 1.49%
37 VANGUARD INDEX FDS 132,106 14,156,000 1.58%
38 ISHARES 7-10 YEAR TREASURY BOND ETF 129,371 14,613,000 1.63%
39 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 169,886 18,902,000 2.11%
40 INDEXIQ ETF TR 744,963 19,087,000 2.13%
41 INDEXIQ ETF TRUST IQ 50 PERCENT HEDGED FTSE 1,327,287 21,436,000 2.39%
42 AMERICAN TOWER CORP NEW 193,752 22,012,000 2.45%
43 INDEXIQ ETF TR 1,373,182 23,454,000 2.62%
44 ISHARES TR 385,900 24,177,000 2.70%
45 ISHARES TR 257,633 29,013,000 3.23%
46 VANGUARD BD INDEX FDS 344,383 29,031,000 3.24%
47 ISHARES TR 279,955 34,360,000 3.83%
48 VANGUARD SCOTTSDALE FDS 384,300 36,332,000 4.05%
49 INDEXIQ ETF TR 1,948,015 39,408,000 4.39%
50 ISHARES TR 476,839 54,050,000 6.03%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001133639-16-000079, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.