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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 83 Institutional holders with a total value of $297,335,813.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,085,268 54,828,000 18.44%
2 WELLS FARGO & COMPANY/MN 904,017 45,671,000 15.36%
3 UBS Group AG 751,030 37,942,000 12.76%
4 Raymond James Financial Services Advisors, Inc. 328,248 16,583,000 5.58%
5 LPL Financial LLC 280,862 14,060,000 4.73%
6 BANK OF AMERICA CORP /DE/ 191,855 9,693,000 3.26%
7 STIFEL FINANCIAL CORP 190,116 9,605,000 3.23%
8 Astor Investment Management LLC 180,525 9,120,000 3.07%
9 RAYMOND JAMES & ASSOCIATES 173,347 8,758,000 2.95%
10 BAIRD FINANCIAL GROUP, INC. 169,263 8,577,000 2.88%
11 BB&T SECURITIES, LLC 156,001 7,881,000 2.65%
12 Legacy Private Trust Co. 143,323 7,241,000 2.44%
13 Janney Montgomery Scott LLC 145,391 6,988,000 2.35%
14 AMERIPRISE FINANCIAL INC 101,162 5,170,000 1.74%
15 ENVESTNET ASSET MANAGEMENT INC 93,534 4,725,000 1.59%
16 HL FINANCIAL SERVICES LLC 85,627 4,326,000 1.45%
17 VSR Financial Services, Inc. 83,874 4,237,000 1.42%
18 ROYAL BANK OF CANADA 77,252 3,903,000 1.31%
19 AVIANCE CAPITAL MANAGEMENT, LLC 73,291 3,703,000 1.25%
20 Commonwealth Equity Services, Inc 71,924 3,634,000 1.22%
21 Transamerica Financial Advisors, LLC 63,732 3,220,000 1.08%
22 SNOWDEN CAPITAL ADVISORS LLC 29,351 1,482,797 0.50%
23 GOLDMAN SACHS GROUP INC 29,017 1,466,000 0.49%
24 FIRST TRUST ADVISORS LP 27,737 1,401,000 0.47%
25 ADVISOR GROUP, INC. 25,423 1,283,000 0.43%
26 BSC PRIVATE WEALTH MANAGEMENT, LLC 25,143 1,259,000 0.42%
27 First Allied Advisory Services, Inc. 22,853 1,155,000 0.39%
28 PARK NATIONAL CORP /OH/ 22,290 1,126,000 0.38%
29 Cambridge Investment Research Advisors, Inc. 21,802 1,101,000 0.37%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,547 988,000 0.33%
31 JPMORGAN CHASE & CO 19,310 976,000 0.33%
32 MSI Financial Services Inc 17,398 879,000 0.30%
33 B. Riley Wealth Advisors, Inc. 17,243 872,000 0.29%
34 PNC FINANCIAL SERVICES GROUP, INC. 17,177 867,000 0.29%
35 CETERA INVESTMENT ADVISERS 15,725 795,000 0.27%
36 Prospera Financial Services Inc 15,411 779,000 0.26%
37 STEPHENS INC /AR/ 14,423 729,000 0.25%
38 VOYA FINANCIAL ADVISORS, INC. 11,735 582,000 0.20%
39 Cetera Advisors LLC 10,466 529,000 0.18%
40 CITIGROUP INC 10,205 515,000 0.17%
41 JANE STREET GROUP, LLC 10,013 506,000 0.17%
42 Atria Investments, Inc 9,725 493,000 0.17%
43 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 9,720 491,000 0.17%
44 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 9,720 491,000 0.17%
45 OPPENHEIMER & CO INC 9,629 486,000 0.16%
46 CAHILL FINANCIAL ADVISORS INC 8,671 439,000 0.15%
47 GIRARD SECURITIES, INC. 7,947 403,000 0.14%
48 INVESTMENT CENTERS OF AMERICA INC 7,361 375,000 0.13%
49 USCA RIA LLC 6,757 341,000 0.11%
50 Bison Wealth, LLC 6,336 320,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.