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Institutional Investment Manager
PRUDENTIAL FINANCIAL INC
PRUDENTIAL FINANCIAL INC (CIK: 0001137774) incorporated in New Jersey, registered under Life Insurance, located at 751 Broad St, Newark, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,314 holdings with a total value of $60,548,323,000.
#
Name
Shares
Value ($)
%
Options
Notes
2301 GLOBALSTAR INC 41,440 50,000 0.00%
2302 Arena Pharmaceuticals, Inc 26,585 47,000 0.00%
2303 OCWEN FINL CORP 12,501 46,000 0.00%
2304 GERON CORP 14,087 32,000 0.00%
2305 COBALT INTL ENERGY INC 25,219 31,000 0.00%
2306 WMI HOLDINGS CORP. 13,010 30,000 0.00%
2307 PLUG POWER INC 15,420 26,000 0.00%
2308 PARKER DRILLING COMPANY 11,137 24,000 0.00%
2309 LADENBURG THALMAN FIN SVCS I 10,402 24,000 0.00%
2310 MANNKIND CORP. 33,710 21,000 0.00%
2311 DURECT CORP 13,360 19,000 0.00%
2312 Abraxas Petroleum Corp 10,465 18,000 0.00%
2313 EXCO RESOURCES INC 14,545 16,000 0.00%
2314 GALENA BIOPHARMA INC 16,680 6,000 0.00%
Page 47 of 47

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001137774-16-000265, filed 2016.11.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.