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GALENA BIOPHARMA INC
GALENA BIOPHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 108 Institutional holders with a total value of $14,160,862.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 8,373,637 2,934,000 20.72%
2 BlackRock Fund Advisors 6,014,689 2,107,000 14.88%
3 BlackRock Institutional Trust Company, N.A. 4,398,909 1,541,000 10.88%
4 STATE STREET CORP 2,882,645 1,012,000 7.15%
5 GOLDMAN SACHS GROUP INC 2,719,000 952,000 6.72% Call
6 NORTHERN TRUST CORP 2,041,633 715,000 5.05%
7 Alyeska Investment Group, L.P. 1,593,277 559,000 3.95% Call
8 GOLDMAN SACHS GROUP INC 1,472,527 516,000 3.64%
9 GEODE CAPITAL MANAGEMENT, LLC 1,301,165 455,000 3.21%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,088,900 381,000 2.69% Call
11 BlackRock Investment Management, LLC 708,015 248,000 1.75%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 650,350 228,000 1.61%
13 Bank of New York Mellon Corp 601,414 212,000 1.50%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 535,907 188,000 1.33%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 471,657 165,000 1.17%
16 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 442,650 155,000 1.09%
17 EQUITEC SPECIALISTS, LLC 368,500 129,000 0.91% Call
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 332,100 116,000 0.82% Put
19 TEACHERS ADVISORS, LLC 281,597 99,000 0.70%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 265,000 93,000 0.66%
21 MORGAN STANLEY 231,428 81,000 0.57%
22 WOLVERINE TRADING LP /BD 204,600 67,000 0.47% Call
23 RHUMBLINE ADVISERS 185,945 65,000 0.46%
24 WELLS FARGO & COMPANY/MN 177,335 62,000 0.44%
25 NEW YORK STATE COMMON RETIREMENT FUND 147,900 52,000 0.37%
26 WOLVERINE TRADING LP /BD 156,300 51,000 0.36% Put
27 SABBY MANAGEMENT, LLC 141,000 49,000 0.35%
28 ALLIANCEBERNSTEIN L.P. 137,500 48,000 0.34%
29 GROUP ONE TRADING LLC 135,018 47,000 0.33%
30 J.P. Morgan Private Wealth Advisors LLC 130,373 46,000 0.32%
31 Nationwide Fund Advisors 119,722 42,000 0.30%
32 AMERICAN INTERNATIONAL GROUP, INC. 105,733 37,038 0.26%
33 BLACKROCK ADVISORS LLC 106,061 37,000 0.26%
34 WOLVERINE TRADING LP /BD 112,187 37,000 0.26%
35 Parallax Volatility Advisers, L.P. 100,000 35,000 0.25% Call
36 CREDIT SUISSE AG/ 88,987 30,000 0.21%
37 VOYA INVESTMENT MANAGEMENT LLC 82,079 29,000 0.20%
38 CITADEL ADVISORS LLC 79,800 28,000 0.20% Call
39 TWO SIGMA SECURITIES, LLC 77,568 27,000 0.19%
40 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 67,930 24,000 0.17%
41 PRICE T ROWE ASSOCIATES INC /MD/ 59,906 21,000 0.15%
42 Mariner, LLC 53,000 19,000 0.13%
43 UNITED CAPITAL FINANCIAL ADVISORS, LLC 50,000 18,000 0.13%
44 Point72 Hong Kong Ltd 50,300 18,000 0.13%
45 Pine River Capital Management L.P. 50,665 18,000 0.13%
46 Jefferies Group LLC 50,000 18,000 0.13% Call
47 CITADEL ADVISORS LLC 47,821 17,000 0.12%
48 EQUITEC SPECIALISTS, LLC 45,600 16,000 0.11% Put
49 CITADEL ADVISORS LLC 44,700 16,000 0.11% Put
50 Commonwealth Equity Services, Inc 42,715 15,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.