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Institutional Investment Manager
RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. (CIK: 0001143565), located at 207 Calle DE Parque St., San Juan. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 198 holdings with a total value of $144,137,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 INTERPUBLIC GROUP COS INC 31,500 728,000 0.51%
52 NIELSEN HLDGS PLC 14,000 728,000 0.51%
53 CITRIX SYS INC 8,900 713,000 0.49%
54 DU PONT E I DE NEMOURS & CO 11,000 713,000 0.49%
55 CARDINAL HEALTH INC 9,100 710,000 0.49%
56 TIME WARNER INC 9,600 706,000 0.49%
57 BANK NEW YORK MELLON CORP 18,000 699,000 0.48%
58 SUNTRUST BKS INC 17,000 698,000 0.48%
59 GENPACT LIMITED 26,000 698,000 0.48%
60 HOME DEPOT INC 5,425 693,000 0.48%
61 AMGEN INC 4,500 685,000 0.48%
62 NIKE INC 12,250 676,000 0.47%
63 SOUTH STATE CORP COM USD2.5 9,500 646,000 0.45%
64 VULCAN MATLS CO 5,357 645,000 0.45%
65 SOUTHWEST AIRLS CO 16,400 643,000 0.45%
66 BIOGEN INC 2,650 641,000 0.44%
67 UNIVERSAL FST PRODS INC 6,850 635,000 0.44%
68 DELTA AIRLINES INC DEL 17,400 634,000 0.44%
69 AMSURG CORP 8,000 620,000 0.43%
70 UGI CORP NEW 13,700 620,000 0.43%
71 AAON INC 22,000 605,000 0.42%
72 FORRESTER RESH INC COM 15,900 586,000 0.41%
73 NORTHWEST NAT GAS CO 8,900 577,000 0.40%
74 TOOTSIE ROLL INDS INC 14,935 575,000 0.40%
75 WEC ENERGY GROUP INC 8,725 570,000 0.40%
76 ABM INDS INC 15,250 556,000 0.39%
77 POOL CORPORATION 5,900 555,000 0.39%
78 QUEST DIAGNOSTICS INC 6,800 554,000 0.38%
79 HAWAIIAN HOLDINGS INC COM 14,300 543,000 0.38%
80 MGE ENERGY INC 9,525 538,000 0.37%
81 CANTEL MEDICAL CORP 7,750 533,000 0.37%
82 EXPONENT INC 9,100 532,000 0.37%
83 MARTEN TRANS LTD COM 26,500 525,000 0.36%
84 HASBRO INC 6,150 517,000 0.36%
85 HAWAIIAN ELEC INDUSTRIES COM 15,750 516,000 0.36%
86 CSG SYS INTL INC 12,800 516,000 0.36%
87 CARTERS INC 4,850 516,000 0.36%
88 CAPITOL FED FINL INC 36,500 510,000 0.35%
89 DARDEN RESTAURANTS INC 7,300 462,000 0.32%
90 NATIONAL BEVERAGE CORP COM 7,250 455,000 0.32%
91 CORVEL CORP 10,425 450,000 0.31%
92 CATO CORP NEW CL A 11,925 450,000 0.31%
93 FLIR SYS INC 14,500 449,000 0.31%
94 AMERICAN EAGLE OUTFITTERS NE 27,000 430,000 0.30%
95 GENERAL ELECTRIC CO 13,300 419,000 0.29%
96 PAPA JOHNS INTL INC COM 6,125 417,000 0.29%
97 FISERV INC 3,800 413,000 0.29%
98 LOEWS CORP 10,000 411,000 0.29%
99 TALMER BANCORP INC 21,000 403,000 0.28%
100 REGIONS FINANCIAL CORP NEW 45,000 383,000 0.27%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001162044-16-002204, filed 2016.08.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.