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Institutional Investment Manager
RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. (CIK: 0001143565), located at 207 Calle DE Parque St., San Juan. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 204 holdings with a total value of $104,846,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 HERTZ GLOBAL HLDGS INC 2,100 45,000 0.04%
2 IMPAX LABORATORIES INC 3,500 46,000 0.04%
3 POSCO 900 47,000 0.04%
4 INFOSYS LTD 3,500 52,000 0.05%
5 MALLINCKRODT PUB LTD CO 1,200 60,000 0.06%
6 NU SKIN ENTERPRISES INC 1,300 62,000 0.06%
7 KINDRED HEALTHCARE INC 8,000 63,000 0.06%
8 GENWORTH FINL INC 17,000 65,000 0.06%
9 AKORN INCORPORATED 3,000 65,000 0.06%
10 FIRST NBC BK HLDG CO 9,000 66,000 0.06%
11 BANCOLOMBIA S A 1,834 67,000 0.06%
12 DRIVE SHACK INC 18,000 68,000 0.06%
13 NATURAL HEALTH 2,900 72,000 0.07%
14 KOHLS 1,500 74,000 0.07%
15 BARNES & NOBLE INC 6,700 75,000 0.07%
16 AVON PRODS INC 15,100 76,000 0.07%
17 NOBLE CORP PLC 13,000 77,000 0.07%
18 DARLING INGREDIENTS INC 6,000 77,000 0.07%
19 AMBAC FINL GROUP INC 3,400 77,000 0.07%
20 NAVIENT 4,800 79,000 0.08%
21 OFFICE DEPOT INC 17,400 79,000 0.08%
22 SEAGATE TECHNOLOGY PLC 2,100 80,000 0.08%
23 CTRIP COM INTL LTD 2,000 80,000 0.08%
24 SPX CORP 3,400 81,000 0.08%
25 QUAD/GRAPHICS INC 3,000 81,000 0.08%
26 CHEMOURS CO 3,700 82,000 0.08%
27 WADDELL & REED FINL INC 4,200 82,000 0.08%
28 INSTEEL IND 2,300 82,000 0.08%
29 COLFAX CORP 2,300 83,000 0.08%
30 OFG BANCORP COM 6,400 84,000 0.08%
31 SANFILIPPO JOHN B & SON INC COM 1,200 84,000 0.08%
32 CITIZENS INC CL A 8,700 85,000 0.08%
33 SVB FINANCIAL GROUP 500 86,000 0.08%
34 TRUEBLUE INC COM 3,500 86,000 0.08%
35 TEXAS CAPITAL BANCSHARES INC 1,100 86,000 0.08%
36 ORASURE TECHNOLOGIES INC 9,900 87,000 0.08%
37 AMERICAN VANGUARD CORP COM 4,600 88,000 0.08%
38 MASTEC INC 2,300 88,000 0.08%
39 FIRST BANCORP P R COM NEW 13,300 88,000 0.08%
40 HUNTSMAN CORP 4,600 88,000 0.08%
41 MBIA INC 8,200 88,000 0.08%
42 TEREX CORP NEW 2,800 88,000 0.08%
43 WISDOMTREE INVTS INC 8,000 89,000 0.08%
44 MISTRAS GROUP INC 3,500 90,000 0.09%
45 GEO GROUP INC NEW 2,500 90,000 0.09%
46 AMERICAN RAILCAR INDS INC 2,000 91,000 0.09%
47 PHH Corp 6,000 91,000 0.09%
48 KFORCE INC COM 4,000 92,000 0.09%
49 AMERICAN AXLE & MFG HLDGS INC COM 4,800 93,000 0.09%
50 ACETO CORP 4,300 94,000 0.09%
Page 1 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001162044-17-000125, filed 2017.02.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.