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WADDELL & REED FINL INC
WADDELL & REED FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 263 Institutional holders with a total value of $1,451,509,098.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 11,337,782 221,200,000 15.24%
2 VANGUARD GROUP INC 6,439,946 125,643,000 8.66%
3 Invesco Ltd. 3,418,177 66,689,000 4.59%
4 FULLER & THALER ASSET MANAGEMENT, INC. 3,148,926 61,436,000 4.23%
5 STATE STREET CORP 2,915,652 56,883,000 3.92%
6 FMR LLC 2,899,094 56,561,000 3.90%
7 PRICE T ROWE ASSOCIATES INC /MD/ 2,620,680 51,129,000 3.52%
8 BlackRock Institutional Trust Company, N.A. 2,594,788 50,624,000 3.49%
9 AQR CAPITAL MANAGEMENT LLC 1,903,799 37,143,000 2.56%
10 Fisher Asset Management, LLC 1,877,514 36,630,000 2.52%
11 SCHRODER INVESTMENT MANAGEMENT GROUP 1,739,948 33,946,000 2.34%
12 Van Berkom & Associates Inc. 1,594,966 31,118,000 2.14%
13 GAMCO INVESTORS, INC. ET AL 1,514,450 29,547,000 2.04%
14 Bank of New York Mellon Corp 1,462,866 28,542,000 1.97%
15 GABELLI FUNDS LLC 1,389,303 27,105,000 1.87%
16 NORTHERN TRUST CORP 1,274,892 24,872,000 1.71%
17 Burgundy Asset Management Ltd. 915,280 17,857,000 1.23%
18 DIMENSIONAL FUND ADVISORS LP 911,806 17,789,000 1.23%
19 PRUDENTIAL FINANCIAL INC 900,709 17,573,000 1.21%
20 CWM, LLC 900,505 17,569,000 1.21%
21 GEODE CAPITAL MANAGEMENT, LLC 864,670 16,869,000 1.16%
22 PINNACLE ASSOCIATES LTD 811,592 15,834,000 1.09%
23 NORGES BANK 793,327 15,478,000 1.07%
24 Capital World Investors 730,000 14,242,000 0.98%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 715,478 13,959,000 0.96%
26 BlackRock Investment Management, LLC 664,571 12,966,000 0.89%
27 LOS ANGELES CAPITAL MANAGEMENT LLC 543,145 10,597,000 0.73%
28 MORGAN STANLEY 536,396 10,466,000 0.72%
29 South Dakota Investment Council 529,350 10,328,000 0.71%
30 GOLDMAN SACHS GROUP INC 496,826 9,693,000 0.67%
31 BANK OF AMERICA CORP /DE/ 467,567 9,123,000 0.63%
32 FIRST TRUST ADVISORS LP 443,959 8,662,000 0.60%
33 REGIONS FINANCIAL CORP 394,387 7,695,000 0.53%
34 FEDERATED HERMES, INC. 381,630 7,446,000 0.51%
35 LOMBARDIA CAPITAL PARTNERS LLC 375,972 7,335,000 0.51%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 372,630 7,270,000 0.50%
37 FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 364,350 7,185,000 0.50%
38 Matarin Capital Management, LLC 354,387 6,914,091 0.48%
39 WELLINGTON MANAGEMENT GROUP LLP 351,406 6,857,000 0.47%
40 CONTINENTAL ADVISORS LLC 343,002 6,692,000 0.46%
41 RAYMOND JAMES & ASSOCIATES 339,959 6,633,000 0.46%
42 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 332,334 6,484,000 0.45%
43 PRINCIPAL FINANCIAL GROUP INC 329,214 6,423,000 0.44%
44 TWO SIGMA ADVISERS, LP 297,492 5,804,000 0.40%
45 JPMORGAN CHASE & CO 287,820 5,615,000 0.39%
46 TIAA CREF INVESTMENT MANAGEMENT LLC 276,184 5,388,000 0.37%
47 DEUTSCHE BANK AG\ 258,188 5,034,000 0.35%
48 AMERIPRISE FINANCIAL INC 243,519 4,750,000 0.33%
49 BlackRock Group LTD 238,467 4,654,000 0.32%
50 TWO SIGMA INVESTMENTS, LP 235,304 4,591,000 0.32%
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.