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Institutional Investment Manager
HENNESSY ADVISORS INC
HENNESSY ADVISORS INC (CIK: 0001145255), registered under Investment Advice, located at 7250 Redwood Blvd., Novato, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 277 holdings with a total value of $3,292,520,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 SOUTHWEST AIRLS CO 49,800 2,231,000 0.07%
52 APPLE INC 20,816 2,269,000 0.07%
53 CUMMINS INC 20,700 2,276,000 0.07%
54 FEDEX CORP 14,100 2,294,000 0.07%
55 UMPQUA HLDGS CORP 145,000 2,300,000 0.07%
56 FIRST CONN BANCORP INC MD 145,000 2,314,000 0.07%
57 UNITED CONTL HLDGS INC 39,100 2,341,000 0.07%
58 REYNOLDS AMERICAN INC 46,800 2,355,000 0.07%
59 HARLEY DAVIDSON INC 46,300 2,377,000 0.07%
60 ALTRIA GROUP INC 38,000 2,381,000 0.07%
61 ABBVIE INC 41,800 2,388,000 0.07%
62 DOW CHEM CO 47,900 2,436,000 0.07%
63 MOSAIC CO NEW 90,800 2,452,000 0.07%
64 NATIONAL OILWELL VARCO INC 78,900 2,454,000 0.07%
65 AT&T INC 62,700 2,456,000 0.07%
66 UNITED PARCEL SERVICE INC 23,300 2,457,000 0.07%
67 MGE ENERGY INC 47,054 2,459,000 0.07%
68 GENERAL MTRS CO 78,500 2,467,000 0.07%
69 BCE INC 54,200 2,468,000 0.07%
70 LUMEN TECHNOLOGIES INC 77,300 2,471,000 0.08%
71 PHILIP MORRIS INTL INC 25,200 2,472,000 0.08%
72 JOHNSON CTLS INTL PLC 63,500 2,475,000 0.08%
73 MANULIFE FINL CORP 176,100 2,488,000 0.08%
74 LYONDELLBASELL INDUSTRIES N 29,100 2,490,000 0.08%
75 ARCHER DANIELS MIDLAND CO 68,800 2,498,000 0.08%
76 FORD MTR CO DEL 187,300 2,529,000 0.08%
77 FULTON FINL CORP PA 190,000 2,542,000 0.08%
78 THOMSON REUTERS CORP 62,900 2,546,000 0.08%
79 ROYAL BK CDA MONTREAL QUE 44,400 2,556,000 0.08%
80 BANK MONTREAL QUE 42,200 2,561,000 0.08%
81 EATON CORP PLC 41,000 2,565,000 0.08%
82 POPULAR INC COM NEW 90,000 2,575,000 0.08%
83 TORONTO DOMINION BK ONT 59,900 2,583,000 0.08%
84 ROGERS COMMUNICATIONS INC 64,700 2,589,000 0.08%
85 UNITIL CORPORATION 61,515 2,614,000 0.08%
86 MORGAN STANLEY 105,000 2,626,000 0.08%
87 INTL PAPER CO 64,600 2,651,000 0.08%
88 M & T BK CORP 24,000 2,664,000 0.08%
89 SUNCOR ENERGY INC NEW 95,800 2,664,000 0.08%
90 CAPITAL ONE FINL CORP 39,000 2,703,000 0.08%
91 BANK N S HALIFAX 56,000 2,736,000 0.08%
92 XEROX CORP 249,600 2,786,000 0.08%
93 HP INC 228,000 2,809,000 0.09%
94 REGIONS FINANCIAL CORP NEW 370,000 2,905,000 0.09%
95 MCDONALDS CORP 23,350 2,935,000 0.09%
96 NEW YORK CMNTY BANCORP INC 185,000 2,942,000 0.09%
97 US BANCORP DEL 75,000 3,044,000 0.09%
98 WILSHIRE BANCORP INC 305,000 3,142,000 0.10%
99 WELLS FARGO & CO NEW 65,000 3,143,000 0.10%
100 KEYCORP 295,000 3,257,000 0.10%
Page 2 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-061757, filed 2016.04.21).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.