| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPDR SER TR | 1,370 | 0 | 0.00% | ||
| 2 | LIBERTY MEDIA CORP | 930 | 0 | 0.00% | PRN | |
| 3 | QIAGEN NV | 51 | 1,000 | 0.00% | ||
| 4 | GOLDCORP INC NEW | 100 | 2,000 | 0.00% | ||
| 5 | MEDICINES CO | 100 | 3,000 | 0.00% | ||
| 6 | TELEFLEX INC | 22 | 3,000 | 0.00% | ||
| 7 | CHENIERE ENERGY INC | 170 | 12,000 | 0.00% | ||
| 8 | PALATIN TECHNOLOGIES INC COM | 14,000 | 13,000 | 0.00% | ||
| 9 | CONNS INC | 400 | 16,000 | 0.00% | ||
| 10 | DARA BIOSCIENCES INC | 18,180 | 17,000 | 0.00% | ||
| 11 | URANIUM ENERGY CORP | 11,000 | 17,000 | 0.00% | ||
| 12 | ZIONS BANCORPORATION | 580 | 18,000 | 0.00% | ||
| 13 | WAVE SYSTEMS CORP | 33,800 | 19,000 | 0.00% | ||
| 14 | BROADSOFT INC | 21,000 | 22,000 | 0.00% | PRN | |
| 15 | HSBC HLDGS PLC | 500 | 22,000 | 0.00% | Call | |
| 16 | BIOLINERX LTD | 11,000 | 23,000 | 0.00% | ||
| 17 | CELSION CORPORATION COM PAR | 10,066 | 25,000 | 0.00% | ||
| 18 | BIODEL INC | 27,000 | 28,000 | 0.00% | ||
| 19 | HOVNANIAN ENTERPRISES INC | 10,100 | 28,000 | 0.00% | ||
| 20 | OCULUS INNOVATIVE SCIENCES I | 21,000 | 29,000 | 0.00% | ||
| 21 | DEPOMED INC | 1,400 | 29,000 | 0.00% | ||
| 22 | STAPLES INC | 2,000 | 30,000 | 0.00% | Put | |
| 23 | APPLIED DNA | 10,000 | 31,000 | 0.00% | ||
| 24 | HARMONY GOLD MINING CO LTD | 24,000 | 32,000 | 0.00% | ||
| 25 | WEBMD HEALTH CORP | 746 | 33,000 | 0.00% | ||
| 26 | ALCOA INC | 869 | 35,000 | 0.00% | ||
| 27 | SYSCO CORP | 1,000 | 36,000 | 0.00% | Put | |
| 28 | Mentor Graphics Corp | 27,000 | 36,000 | 0.00% | PRN | |
| 29 | Paragon Offshore PLC | 35,925 | 39,000 | 0.00% | ||
| 30 | Royal Gold Inc | 3,790 | 40,000 | 0.00% | ||
| 31 | LIMELIGHT NETWORKS INC COM | 11,000 | 43,000 | 0.00% | ||
| 32 | SPECTRUM PHARMACEUTICALS INC COM | 6,362 | 43,000 | 0.00% | ||
| 33 | BROADSOFT INC | 1,322 | 44,000 | 0.00% | ||
| 34 | CHC GROUP LTD | 31,000 | 44,000 | 0.00% | ||
| 35 | SWIFT TRANSN CO | 1,962 | 46,000 | 0.00% | ||
| 36 | SANDISK CORP | 36,000 | 47,000 | 0.00% | PRN | |
| 37 | Energy XXI LTD | 7,520 | 47,000 | 0.00% | ||
| 38 | MERITOR INC | 31,000 | 49,000 | 0.00% | PRN | |
| 39 | RESTORATION HARDWARE HOLDINGS INC | 50,000 | 50,000 | 0.00% | PRN | |
| 40 | REDWOOD TR INC | 3,300 | 52,000 | 0.00% | ||
| 41 | VAALCO ENERGY INC | 21,000 | 52,000 | 0.00% | ||
| 42 | CITRIX SYS INC | 50,000 | 53,000 | 0.00% | PRN | |
| 43 | CEL SCI CORP | 84,600 | 56,000 | 0.00% | ||
| 44 | COEUR MNG INC | 10,000 | 58,000 | 0.00% | Call | |
| 45 | ECHO GLOBAL LOGISTICS INC COM | 1,900 | 60,000 | 0.00% | ||
| 46 | REX ENERGY CORPORATION | 11,000 | 61,000 | 0.00% | ||
| 47 | NAVIOS MARITIME ACQUIS CORP SHS | 17,000 | 61,000 | 0.00% | ||
| 48 | VIACOM INC NEW | 956 | 62,000 | 0.00% | ||
| 49 | Electronic Arts, Inc. | 30,000 | 63,000 | 0.00% | PRN | |
| 50 | NVIDIA CORP SR CONV NT 1 18 | 58,000 | 67,000 | 0.00% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-032083, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
