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Institutional Investment Manager
ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC (CIK: 0001165501) incorporated in Delaware, located at 4 Orinda Way, Orinda, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001405086-16-000680) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1001 NEXEO SOLUTIONS INC 2,075 17 0.00%
1002 PDL BIOPHARMA INC 5,030 17 0.00%
1003 CALIFORNIA RES CORP 1,249 16 0.00%
1004 ADAPTIMMUNE THERAPEUTICS PLC 2,070 15 0.00%
1005 PDL BIOPHARMA INC 4,150 14 0.00%
1006 CALIFORNIA RES CORP 1,030 13 0.00%
1007 VERSUM MATLS INC 543 12 0.00%
1008 VERSUM MATLS INC 503 11 0.00%
1009 CELGENE CORP 9,181 10 0.00%
1010 VERSUM MATLS INC 415 9 0.00%
1011 CELGENE CORP 6,814 7 0.00%
1012 CELGENE CORP 3,902 4 0.00%
1013 CELGENE CORP 2,995 3 0.00%
1014 CELGENE CORP 3,129 3 0.00%
1015 CELGENE CORP 3,283 3 0.00%
1016 CELGENE CORP 1,860 2 0.00%
1017 CELGENE CORP 1,722 2 0.00%
1018 CELGENE CORP 1,420 1 0.00%
1019 PDL BIOPHARMA INC NOTE 4.000 2/0 7,667,000 7,456 0.46% PRN
1020 TWITTER INC 7,677,000 7,372 0.45% PRN
1021 TWITTER INC 7,610,000 7,307 0.45% PRN
1022 PDL BIOPHARMA INC NOTE 4.000 2/0 7,356,000 7,154 0.44% PRN
1023 TWITTER INC 7,137,000 6,853 0.42% PRN
1024 TWITTER INC 6,561,000 6,300 0.39% PRN
1025 PDL BIOPHARMA INC NOTE 4.000 2/0 6,124,000 5,956 0.36% PRN
1026 PDL BIOPHARMA INC NOTE 4.000 2/0 4,911,000 4,776 0.29% PRN
1027 TWITTER INC 4,165,000 3,999 0.24% PRN
1028 TWITTER INC 3,988,000 3,829 0.23% PRN
1029 PDL BIOPHARMA INC NOTE 4.000 2/0 3,802,000 3,697 0.23% PRN
1030 PDL BIOPHARMA INC NOTE 4.000 2/0 3,599,000 3,500 0.21% PRN
1031 TWITTER INC 2,631,000 2,526 0.15% PRN
1032 PDL BIOPHARMA INC NOTE 4.000 2/0 2,587,000 2,516 0.15% PRN
1033 TWITTER INC 2,125,000 2,041 0.12% PRN
1034 PDL BIOPHARMA INC NOTE 4.000 2/0 2,097,000 2,039 0.12% PRN
1035 TWITTER INC 1,856,000 1,782 0.11% PRN
1036 PDL BIOPHARMA INC NOTE 4.000 2/0 1,697,000 1,650 0.10% PRN
1037 SERVICESOURCE INTL INC 1,441,000 1,368 0.08% PRN
1038 INVENSENSE INC 1,422,000 1,361 0.08% PRN
1039 INVENSENSE INC 1,400,000 1,340 0.08% PRN
1040 INVENSENSE INC 1,301,000 1,245 0.08% PRN
1041 INVENSENSE INC 1,196,000 1,145 0.07% PRN
1042 SERVICESOURCE INTL INC 1,071,000 1,017 0.06% PRN
1043 SERVICESOURCE INTL INC 990,000 940 0.06% PRN
1044 SERVICESOURCE INTL INC 844,000 801 0.05% PRN
1045 INVENSENSE INC 759,000 727 0.04% PRN
1046 INVENSENSE INC 727,000 696 0.04% PRN
1047 SERVICESOURCE INTL INC 535,000 508 0.03% PRN
1048 SERVICESOURCE INTL INC 513,000 487 0.03% PRN
1049 INVENSENSE INC 480,000 460 0.03% PRN
1050 INVENSENSE INC 388,000 371 0.02% PRN
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