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Institutional Investment Manager
RAFFLES ASSOCIATES LP
RAFFLES ASSOCIATES LP (CIK: 0001169581) incorporated in Delaware, located at 5 Penn Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001062993-14-006755) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 UNITED BANCORP INC OHIO 15,000 121 0.11%
2 U S GLOBAL INVS INC 36,118 128 0.11%
3 MOUNTAIN PROV DIAMONDS INC 25,000 140 0.12%
4 ALEXCO RESOURCE CORP 251,914 166 0.15%
5 STAAR Surgical Co 22,500 239 0.21%
6 SONDE RESOURCE CORPNEW 1,804,597 252 0.22%
7 RIVER VY BANCORP 12,500 268 0.24%
8 Tribune Publishing Co 15,000 303 0.27%
9 MACKINAC FINL CORP 30,000 339 0.30%
10 NEVSUN RES LTD 100,000 405 0.36%
11 VOLT INFORMATION SCIENCES IN 50,000 458 0.41%
12 AIRCASTLE LTD 30,254 495 0.44%
13 HECLA MNG CO 200,000 496 0.44%
14 GULFPORT ENERGY CORP 10,000 534 0.47%
15 Albany Molecular 25,000 552 0.49%
16 U S ENERGY CORP WYO 206,470 659 0.58%
17 Magnum Hunter Resources Corp 125,000 696 0.62%
18 PRUDENTIAL BANCORP INC NEW 62,303 762 0.67%
19 AVALON HOLDINGS CORP-A 214,969 800 0.71%
20 WILLIS LEASE FINANCE CORP COM 39,169 804 0.71%
21 Liberty Media Ser A 17,878 843 0.75%
22 COWEN GROUP INC NEW 225,000 844 0.75%
23 NAPCO SEC TECHNOLOGIES INC COM 187,186 880 0.78%
24 CHEVIOT FINL CORP NEW 70,000 892 0.79%
25 VISHAY PRECISION GROUP INC 61,865 924 0.82%
26 SILVER WHEATON CORP 50,000 997 0.88%
27 ADVANTAGE OIL & GAS LTD 200,000 1,016 0.90%
28 RANGE RES CORP 15,000 1,017 0.90%
29 Platinum Group Metals Ltd 1,281,450 1,132 1.00%
30 CONSOL ENERGY INC 30,000 1,136 1.01%
31 WAYNE SVGS BANCSHARES INC NE 94,005 1,161 1.03%
32 YAMANA GOLD INC 200,000 1,199 1.06%
33 B2GOLD CORP 725,000 1,475 1.31%
34 FARMERS NATIONAL BANC CORP 187,827 1,501 1.33%
35 TURQUOISE HILL RES LTD 400,000 1,503 1.33%
36 CHARTER FINL CORP MD 142,800 1,528 1.35%
37 WOLVERINE BANCORP INC 65,700 1,534 1.36%
38 HALCON RESOURCES CORP 400,000 1,584 1.40%
39 Liberty Media Corp 35,756 1,680 1.49%
40 FLY LEASING LIMITED SPONSORED ADR 134,063 1,717 1.52%
41 ARMOUR RESIDENTIAL REIT 450,000 1,733 1.53%
42 BARCLAYS BANK PLC 49,000 1,800 1.59%
43 COASTWAY BANCORP INC 177,000 1,899 1.68%
44 Wells Fargo & Co. Warrants Exp 10/28/18 105,900 2,134 1.89%
45 GOODRICH PETE CORP 150,000 2,223 1.97%
46 PNC Financial Services Group Warrants Exp 12/31/18 97,300 2,224 1.97%
47 NAUGATUCK VY FINL CORP MD 290,321 2,270 2.01%
48 OLD NATL BANCORP IND COM 190,382 2,469 2.19%
49 CIFC LLC 283,048 2,562 2.27%
50 MAYS J W INC 49,120 2,726 2.41%
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