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RIVER VY BANCORP
RIVER VY BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 19 Institutional holders with a total value of $12,326,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 132,500 2,842,000 23.06%
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 110,000 2,357,000 19.12%
3 Hutchin Hill Capital, LP 100,000 2,145,000 17.40%
4 STEWART WEST INDIES TRADING CO., LTD 89,993 1,929,000 15.65%
5 Trellus Management Company, LLC 54,800 1,175,000 9.53%
6 VANGUARD GROUP INC 19,873 426,000 3.46%
7 Ativo Capital Management LLC 18,425 395,000 3.20% SH
8 RAFFLES ASSOCIATES LP 12,500 268,000 2.17%
9 Stilwell Joseph 12,000 257,000 2.09%
10 Elizabeth Park Capital Advisors, Ltd. 11,299 242,000 1.96%
11 BLACKTHORN INVESTMENT GROUP LLC 10,000 215,000 1.74%
12 BANK OF AMERICA CORP /DE/ 982 21,000 0.17%
13 MORGAN STANLEY 684 15,000 0.12%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 11,000 0.09%
15 Tower Research Capital LLC (TRC) 510 11,000 0.09%
16 ROYAL BANK OF CANADA 400 9,000 0.07%
17 BlackRock Investment Management, LLC 228 5,000 0.04%
18 Ground Swell Capital, LLC 134 3,000 0.02%
19 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.