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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1001 RELX NV 201,245 3,503 0.01%
1002 RELX P L C 1,003,800 18,771 0.04%
1003 REPUBLIC SVCS INC 14,586 748 0.00%
1004 REPUBLIC SVCS INC 270,932 13,901 0.03%
1005 RETAIL OPPORTUNITY INVTS COR 136,804 2,964 0.01%
1006 REXFORD INDL RLTY INC 96,201 2,028 0.00%
1007 REYNOLDS AMERICAN INC 801,410 43,220 0.10%
1008 REYNOLDS AMERICAN INC 534,933 28,848 0.07%
1009 RLJ LODGING TR COM 3,500 75 0.00%
1010 RMR GROUP INC 6 0 0.00%
1011 ROBERT HALF INTL INC 52 1 0.00%
1012 ROCKWELL AUTOMATION INC 46,169 5,301 0.01%
1013 ROCKWELL AUTOMATION INC 4,598,553 528,005 1.21%
1014 ROCKWELL COLLINS INC 10,813 920 0.00%
1015 ROCKWELL COLLINS INC 68,646 5,844 0.01%
1016 ROSS STORES INC 1,168,568 66,246 0.15%
1017 ROSS STORES INC 6,400 362 0.00%
1018 ROSS STORES INC 12,005 680 0.00%
1019 ROYAL BK CDA MONTREAL QUE 3,000 177 0.00%
1020 ROYAL DUTCH SHELL PLC 487,568 26,923 0.06%
1021 ROYAL DUTCH SHELL PLC 8,964 494 0.00%
1022 ROYAL DUTCH SHELL PLC 1,903 106 0.00%
1023 ROYCE GLOBAL VALUE TR INC 27,382 208 0.00%
1024 ROYCE VALUE TR INC 25,060 294 0.00%
1025 RTI INTL METALS INC SR CV NT1.625 19 9,000,000 9,585 0.02% PRN
1026 RTW HLDGS INC 3,998,000 3,933 0.01% PRN
1027 RYANAIR HLDGS PLC 2,442,147 169,826 0.39%
1028 RYANAIR HLDGS PLC 49,961 3,474 0.01%
1029 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
1030 RYMAN HOSPITALITY PPTYS INC 46,100 2,334 0.01%
1031 Rackspace Hosting 41,052 856 0.00%
1032 Red Hat Inc 2,000,000 2,435 0.01% PRN
1033 S&P GLOBAL INC 11,313 1,213 0.00%
1034 S&P GLOBAL INC 149,676 16,054 0.04%
1035 SABRE CORP 393,842 10,551 0.02%
1036 SABRE CORP 13,640 365 0.00%
1037 SAGE THERAPEUTICS INC 57,300 1,726 0.00%
1038 SALLY BEAUTY HLDGS INC 763,965 22,468 0.05%
1039 SANDERSON FARMS INC 4,585 397 0.00%
1040 SANDERSON FARMS INC 21,175 1,834 0.00%
1041 SANOFI 5,000 209 0.00%
1042 SANOFI SPOND FUNSPONSORED ADR 930 5 0.00%
1043 SANTANDER CONSUMER 147,906 1,527 0.00%
1044 SAUL CENTERS INC COM 300 18 0.00%
1045 SCANA 87 6 0.00%
1046 SCHLUMBERGER LTD 24,592 1,944 0.00%
1047 SCHLUMBERGER LTD 3,855 304 0.00%
1048 SCHLUMBERGER LTD 3,089,203 244,294 0.56%
1049 SCHOLASTIC CORP 338,900 13,423 0.03%
1050 SCHWAB CHARLES CORP 21,695 549 0.00%
Page 21 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 ALPHABET INC 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 CISCO SYS INC 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 PFIZER INC 21,965,958 773,420 1.63%
12 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 APPLE INC 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 MICROSOFT CORP 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 VISA INC 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS LIMITED 4,393,698 362,084 0.76%
36 ALPHABET INC 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO CO NEW 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 EATON CORP PLC 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 JOHNSON & JOHNSON 2,458,236 298,183 0.63%
48 AT&T INC 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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