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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 MEAD JOHNSON NUTRITI 826,175 74,975 0.17%
102 OCCIDENTAL PETE CORP DEL 990,111 74,812 0.17%
103 EDISON INTL 956,172 74,265 0.17%
104 TERADYNE INC 3,764,535 74,123 0.17%
105 HOST HOTELS & RESORTS INC 4,500,127 72,947 0.17%
106 MERCK & CO INC 1,252,656 72,165 0.17%
107 LOWES COS INC 907,778 71,868 0.17%
108 FACEBOOK INC 628,365 71,809 0.17%
109 EASTMAN CHEM CO 1,034,025 70,210 0.16%
110 BANCO BRADESCO S A 8,812,572 68,826 0.16%
111 BANCOLOMBIA S A 1,960,683 68,467 0.16%
112 MYLAN N V 1,580,139 68,325 0.16%
113 TEMPLETON DRAGON FD INC 3,866,853 66,973 0.15%
114 YANDEX N V 3,056,356 66,781 0.15%
115 ROSS STORES INC 1,168,568 66,246 0.15%
116 LABORATORY CORP AMER HLDGS 495,926 64,604 0.15%
117 ANADARKO PETE CORP 1,202,536 64,035 0.15%
118 AMAZON COM INC 88,506 63,336 0.15%
119 FREEPORT-MCMORAN INC 5,608,629 62,480 0.14%
120 INDIA FD INC 2,543,626 61,810 0.14%
121 NIELSEN HLDGS PLC 1,183,937 61,529 0.14%
122 DU PONT E I DE NEMOURS & CO 942,709 61,087 0.14%
123 ORACLE CORP 1,473,980 60,330 0.14%
124 SPLUNK INC 1,099,290 59,559 0.14%
125 MORGAN STANLEY CHINA A SH FD 3,332,398 59,516 0.14%
126 MASTERCARD INCORPORATED 642,537 56,581 0.13%
127 PEPSICO INC 524,243 55,538 0.13%
128 VANTIV INC 942,981 53,372 0.12%
129 CITIGROUPINC 1,230,770 52,172 0.12%
130 NOBLE ENERGY INC 1,413,288 50,694 0.12%
131 ISHARES TR 435,136 48,983 0.11% PRN
132 PACWEST BANCORP DEL COM 1,207,757 48,044 0.11%
133 NORFOLK SOUTHERN CORP 543,262 46,247 0.11%
134 NEWMONT CORP 1,160,940 45,415 0.10%
135 NOVARTIS A G 526,422 43,435 0.10%
136 BRITISH AMERN TOB PLC 334,353 43,292 0.10%
137 REYNOLDS AMERICAN INC 801,410 43,220 0.10%
138 RAYTHEON CO 314,549 42,762 0.10%
139 GENERAL AMERN INVS CO INC 1,378,222 42,476 0.10%
140 STATE STR CORP 783,652 42,254 0.10%
141 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
142 SIMON PPTY GROUP INC NEW 188,236 40,828 0.09%
143 ISHARES TR 355,060 40,455 0.09% PRN
144 TAIWAN SEMICONDUCTOR MFG LTD 1,539,211 40,373 0.09%
145 AES CORP 3,230,726 40,319 0.09%
146 AMERICAN CAMPUS CMNTYS INC 757,575 40,052 0.09%
147 ASA GOLD AND PRECIOUS MTLS L 2,698,959 39,890 0.09%
148 AON PLC 363,369 39,690 0.09%
149 3M CO 222,149 38,902 0.09%
150 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
Page 3 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 440,261 49,560 0.10% PRN
2 ISHARES TR 370,948 42,265 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.08% PRN
5 ISHARES TR 269,537 33,080 0.07% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.05% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.05% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.05% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 ISHARES TR 205,776 22,629 0.05% PRN
14 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
15 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.04% PRN
16 GREENBRIER COS INC 18,750,000 20,015 0.04% PRN
17 ALTRA INDL MOTION CORP 17,500,000 19,862 0.04% PRN
18 LGIH 12,750,000 19,826 0.04% PRN
19 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
20 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
21 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
22 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
23 HOLOGIC INC 15,389,000 18,716 0.04% PRN
24 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
25 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
26 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
27 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
28 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
29 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
30 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
31 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
32 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
33 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
34 WORKDAY INC 15,000,000 16,725 0.04% PRN
35 SPDR SERIES TRUST 541,467 16,666 0.04% PRN
36 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
37 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.03% PRN
38 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
39 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
40 POWERSHARES ETF TR II 852,030 15,677 0.03% PRN
41 SOLAZYME INC 29,287,000 15,064 0.03% PRN
42 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
43 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
44 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
45 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
46 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
47 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
48 TESARO INC 5,000,000 12,534 0.03% PRN
49 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
50 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
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