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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 853 Institutional holders with a total value of $19,220,531,457.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 44,366,511 3,660,681,000 19.05%
2 PRIMECAP MANAGEMENT CO/CA/ 20,831,508 1,718,808,000 8.94%
3 FRANKLIN RESOURCES INC 11,991,806 989,443,000 5.15%
4 BROWN BROTHERS HARRIMAN & CO 9,690,090 799,529,000 4.16%
5 WELLS FARGO & COMPANY/MN 7,490,171 618,013,000 3.22%
6 Fisher Asset Management, LLC 6,363,641 523,791,000 2.73%
7 BANK OF AMERICA CORP /DE/ 6,115,806 504,615,000 2.63%
8 LOOMIS SAYLES & CO L P 5,601,211 462,156,000 2.40%
9 UBS Group AG 5,428,711 447,924,000 2.33%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,968,069 327,405,000 1.70%
11 Mawer Investment Management Ltd. 3,743,858 308,906,000 1.61%
12 MANNING & NAPIER ADVISORS LLC 3,564,657 294,118,000 1.53%
13 NORTHERN TRUST CORP 3,513,843 289,927,000 1.51%
14 PARNASSUS INVESTMENTS, LLC 3,481,896 287,291,000 1.49%
15 STATE STREET CORP 3,166,717 261,289,000 1.36%
16 Aristotle Capital Management, LLC 2,737,194 225,845,000 1.18%
17 THOMASPARTNERS, INC. 2,620,677 216,232,000 1.13%
18 LAZARD ASSET MANAGEMENT LLC 2,271,846 187,450,000 0.98%
19 RENAISSANCE TECHNOLOGIES LLC 2,260,598 186,522,000 0.97%
20 Capital Research Global Investors 2,258,500 186,349,000 0.97%
21 CAMBIAR INVESTORS LLC 2,117,314 174,700,000 0.91%
22 Invesco Ltd. 2,094,259 172,799,000 0.90%
23 Clearbridge Investments, LLC 1,980,948 163,448,000 0.85%
24 EARNEST PARTNERS LLC 1,868,298 154,153,000 0.80%
25 Capital World Investors 1,834,000 151,323,000 0.79%
26 Boston Partners 1,811,043 149,429,000 0.78%
27 MORGAN STANLEY 1,778,497 146,745,000 0.76%
28 FAYEZ SAROFIM & CO 1,607,219 132,656,000 0.69%
29 MACQUARIE GROUP LTD 1,495,947 123,431,000 0.64%
30 Capital International Investors 1,464,000 120,795,000 0.63%
31 AMERIPRISE FINANCIAL INC 1,459,897 120,346,000 0.63%
32 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 1,435,697 118,459,000 0.62%
33 UNITED STATES STEEL & CARNEGIE PENSION FUND 1,381,942 114,024,000 0.59%
34 JPMORGAN CHASE & CO 1,357,160 111,980,000 0.58%
35 SCHAFER CULLEN CAPITAL MANAGEMENT INC 1,346,669 111,114,000 0.58%
36 Bank of New York Mellon Corp 1,214,011 100,168,000 0.52%
37 DIMENSIONAL FUND ADVISORS LP 1,213,105 100,093,000 0.52%
38 FMR LLC 1,208,384 99,704,000 0.52%
39 ROYAL BANK OF CANADA 1,155,783 95,365,000 0.50%
40 ROCKEFELLER FINANCIAL SERVICES INC 1,146,071 94,562,000 0.49%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,135,892 93,722,000 0.49%
42 Sterling Capital Management LLC 1,072,851 88,521,000 0.46%
43 SCHARF INVESTMENTS, LLC 1,072,354 88,480,000 0.46%
44 SATURNA CAPITAL CORP 1,059,594 87,427,000 0.45%
45 Aperio Group, LLC 972,633 80,252,000 0.42%
46 NATIXIS ADVISORS, LLC 963,143 79,468,000 0.41%
47 GOLDMAN SACHS GROUP INC 871,858 71,937,000 0.37%
48 EDGE ASSET MANAGEMENT, INC 817,755 67,473,000 0.35%
49 MILLER HOWARD INVESTMENTS INC /NY 815,609 67,296,000 0.35%
50 BRISTOL JOHN W & CO INC /NY/ 786,548 64,898,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.