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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 BAIDU INC 158,299 26,143 0.06%
202 NETSUITE INC 26,500,000 26,085 0.06% PRN
203 FLIR SYS INC 834,996 25,843 0.06%
204 AK STL CORP 22,217,000 25,757 0.06% PRN
205 TJX COS INC NEW 321,402 24,821 0.06%
206 QUALCOMM INC 462,895 24,797 0.06%
207 TIME WARNER INC 335,305 24,658 0.06%
208 METLIFE INC 618,570 24,637 0.06%
209 CENTRAL EASTERN EUROPE FD 1,340,504 24,558 0.06%
210 SIGNATURE BANK 194,872 24,343 0.06%
211 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
212 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
213 INTL PAPER CO 565,112 23,949 0.06%
214 LITTELFUSE INC 201,634 23,831 0.05%
215 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
216 KROGER CO 636,086 23,401 0.05%
217 TANGER FACTORY OUTLET CTRS I 579,028 23,265 0.05%
218 SWISS HELVETIA FD INC 2,247,374 23,260 0.05%
219 ISHARES TR 199,540 23,188 0.05%
220 ACCENTURE PLC IRELAND 202,455 22,936 0.05%
221 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
222 AUTOMATIC DATA PROCESSING IN 249,055 22,880 0.05%
223 J2 GLOBAL INC 361,937 22,863 0.05%
224 WOODWARD INC 392,098 22,600 0.05%
225 DR PEPPER SNAPPLE GROUP INC 232,518 22,468 0.05%
226 SALLY BEAUTY HLDGS INC 763,965 22,468 0.05%
227 CISCO SYS INC 782,563 22,451 0.05%
228 VISA INC 299,727 22,230 0.05%
229 MACOM TECH SOLUTIONS HLDGS I 673,150 22,200 0.05%
230 ABERDEEN EMERGING MKTS SMALL 1,832,030 22,094 0.05%
231 FOOT LOCKER INC 402,048 22,056 0.05%
232 NOVO-NORDISK A S 406,132 21,841 0.05%
233 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
234 ALTRA INDL MOTION CORP COM 804,480 21,704 0.05%
235 HCA HOLDINGS INC 281,713 21,694 0.05%
236 BAXTER INTL INC 473,585 21,415 0.05%
237 FACTSET RESH SYS INC 131,016 21,148 0.05%
238 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
239 XCEL ENERGY INC 471,949 21,133 0.05%
240 EXELON CORP 576,464 20,960 0.05%
241 SUMITOMO MITSUI FINL GROUP I 3,649,268 20,873 0.05%
242 TEVA PHARMACEUTICAL INDS LTD 414,202 20,805 0.05%
243 B/E AEROSPACE INC 444,062 20,504 0.05%
244 FRANKS INTL N V 1,385,608 20,243 0.05%
245 GENTHERM INC 591,026 20,242 0.05%
246 PGT INNOVATIONS INC COM 1,964,387 20,233 0.05%
247 BHP BILLITON LTD 706,210 20,169 0.05%
248 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
249 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
250 LGIH 12,750,000 19,826 0.05% PRN
Page 5 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 ALPHABET INC 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 CISCO SYS INC 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 PFIZER INC 21,965,958 773,420 1.63%
12 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 APPLE INC 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 MICROSOFT CORP 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 VISA INC 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS LIMITED 4,393,698 362,084 0.76%
36 ALPHABET INC 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO & CO NEW 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 EATON CORP PLC 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 JOHNSON & JOHNSON 2,458,236 298,183 0.63%
48 AT&T INC 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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