| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,919,398 | 40,565,000 | 24.43% | ||
| 2 | 1607 Capital Partners, LLC | 3,817,501 | 39,511,000 | 23.79% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 3,221,089 | 33,338,000 | 20.07% | ||
| 4 | Karpus Management, Inc. | 1,783,806 | 18,462,000 | 11.12% | ||
| 5 | Bulldog Investors, LLP | 1,010,103 | 10,454,000 | 6.29% | ||
| 6 | Gramercy Funds Management LLC | 407,936 | 4,222,000 | 2.54% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 180,194 | 1,865,000 | 1.12% | ||
| 8 | CITIGROUP INC | 136,540 | 1,414,000 | 0.85% | ||
| 9 | Commonwealth Equity Services, Inc | 135,297 | 1,400,000 | 0.84% | ||
| 10 | JOHN G ULLMAN & ASSOCIATES INC | 124,190 | 1,285,000 | 0.77% | ||
| 11 | Cutler Capital Management, LLC | 121,460 | 1,257,000 | 0.76% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 105,534 | 1,093,000 | 0.66% | ||
| 13 | GAM Holding AG | 95,134 | 985,000 | 0.59% | ||
| 14 | ROYAL BANK OF CANADA | 77,657 | 803,000 | 0.48% | ||
| 15 | CSS LLC/IL | 73,399 | 760,000 | 0.46% | ||
| 16 | SII INVESTMENTS INC/WI | 69,519 | 718,000 | 0.43% | ||
| 17 | AMICA MUTUAL INSURANCE CO | 64,886 | 672,000 | 0.40% | ||
| 18 | J.P. Morgan Private Wealth Advisors LLC | 63,636 | 658,000 | 0.40% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 58,886 | 609,000 | 0.37% | ||
| 20 | CORNERSTONE ADVISORS INC | 56,977 | 590,000 | 0.36% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 45,782 | 474,000 | 0.29% | ||
| 22 | Peak Asset Management, LLC | 41,699 | 432,000 | 0.26% | ||
| 23 | MORGAN STANLEY | 35,815 | 370,000 | 0.22% | ||
| 24 | AQR ARBITRAGE LLC | 32,878 | 340,000 | 0.20% | ||
| 25 | DOLIVER ADVISORS, LP | 32,027 | 331,000 | 0.20% | ||
| 26 | AMICA PENSION FUND BOARD OF TRUSTEES | 30,990 | 321,000 | 0.19% | ||
| 27 | MERIDIAN INVESTMENT COUNSEL INC. | 29,935 | 310,000 | 0.19% | ||
| 28 | SHUFRO ROSE & CO LLC | 24,931 | 258,000 | 0.16% | PRN | |
| 29 | BROWN BROTHERS HARRIMAN & CO | 24,947 | 258,000 | 0.16% | ||
| 30 | Ancora Advisors LLC | 17,718 | 183,000 | 0.11% | ||
| 31 | CMT TRADING LLC | 16,825 | 174,000 | 0.10% | ||
| 32 | Smith Salley Wealth Management | 16,087 | 167,000 | 0.10% | ||
| 33 | RAYMOND JAMES & ASSOCIATES | 15,976 | 165,000 | 0.10% | ||
| 34 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 15,576 | 161,000 | 0.10% | ||
| 35 | LPL Financial LLC | 15,763 | 158,000 | 0.10% | ||
| 36 | UBS Group AG | 14,632 | 152,000 | 0.09% | ||
| 37 | GEODE CAPITAL MANAGEMENT, LLC | 13,655 | 141,000 | 0.08% | PRN | |
| 38 | SOL Capital Management CO | 11,929 | 123,000 | 0.07% | ||
| 39 | Wilmington Savings Fund Society, FSB | 11,771 | 122,000 | 0.07% | ||
| 40 | TRUIST FINANCIAL CORP | 10,929 | 113,000 | 0.07% | ||
| 41 | Bank of New York Mellon Corp | 10,514 | 109,000 | 0.07% | ||
| 42 | KELMAN-LAZAROV, INC. | 10,387 | 107,298 | 0.06% | ||
| 43 | Raymond James Financial Services Advisors, Inc. | 10,307 | 107,000 | 0.06% | ||
| 44 | FineMark National Bank & Trust | 10,028 | 104,000 | 0.06% | ||
| 45 | Amica Retiree Medical Trust | 4,874 | 50,000 | 0.03% | ||
| 46 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,510 | 37,000 | 0.02% | ||
| 47 | Smithfield Trust Co | 2,780 | 29,000 | 0.02% | ||
| 48 | Tower Research Capital LLC (TRC) | 2,372 | 25,000 | 0.02% | ||
| 49 | Thomas J. Herzfeld Advisors, Inc. | 2,316 | 24,000 | 0.01% | ||
| 50 | JPMORGAN CHASE & CO | 1,729 | 18,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
