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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 BAIDU INC 158,299 26,143 0.06%
202 NETSUITE INC 26,500,000 26,085 0.06% PRN
203 FLIR SYS INC 834,996 25,843 0.06%
204 AK STL CORP 22,217,000 25,757 0.06% PRN
205 TJX COS INC NEW 321,402 24,821 0.06%
206 QUALCOMM INC 462,895 24,797 0.06%
207 TIME WARNER INC 335,305 24,658 0.06%
208 METLIFE INC 618,570 24,637 0.06%
209 CENTRAL EASTERN EUROPE FD 1,340,504 24,558 0.06%
210 SIGNATURE BANK 194,872 24,343 0.06%
211 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
212 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
213 INTL PAPER CO 565,112 23,949 0.06%
214 LITTELFUSE INC 201,634 23,831 0.05%
215 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
216 KROGER CO 636,086 23,401 0.05%
217 TANGER FACTORY OUTLET CTRS I 579,028 23,265 0.05%
218 SWISS HELVETIA FD INC 2,247,374 23,260 0.05%
219 ISHARES TR 199,540 23,188 0.05%
220 ACCENTURE PLC IRELAND 202,455 22,936 0.05%
221 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
222 AUTOMATIC DATA PROCESSING IN 249,055 22,880 0.05%
223 J2 GLOBAL INC 361,937 22,863 0.05%
224 WOODWARD INC 392,098 22,600 0.05%
225 DR PEPPER SNAPPLE GROUP INC 232,518 22,468 0.05%
226 SALLY BEAUTY HLDGS INC 763,965 22,468 0.05%
227 CISCO SYS INC 782,563 22,451 0.05%
228 VISA INC 299,727 22,230 0.05%
229 MACOM TECH SOLUTIONS HLDGS I 673,150 22,200 0.05%
230 ABERDEEN EMERGING MKTS SMALL 1,832,030 22,094 0.05%
231 FOOT LOCKER INC 402,048 22,056 0.05%
232 NOVO-NORDISK A S 406,132 21,841 0.05%
233 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
234 ALTRA INDL MOTION CORP COM 804,480 21,704 0.05%
235 HCA HOLDINGS INC 281,713 21,694 0.05%
236 BAXTER INTL INC 473,585 21,415 0.05%
237 FACTSET RESH SYS INC 131,016 21,148 0.05%
238 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
239 XCEL ENERGY INC 471,949 21,133 0.05%
240 EXELON CORP 576,464 20,960 0.05%
241 SUMITOMO MITSUI FINL GROUP I 3,649,268 20,873 0.05%
242 TEVA PHARMACEUTICAL INDS LTD 414,202 20,805 0.05%
243 B/E AEROSPACE INC 444,062 20,504 0.05%
244 FRANKS INTL N V 1,385,608 20,243 0.05%
245 GENTHERM INC 591,026 20,242 0.05%
246 PGT INNOVATIONS INC COM 1,964,387 20,233 0.05%
247 BHP BILLITON LTD 706,210 20,169 0.05%
248 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
249 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
250 LGIH 12,750,000 19,826 0.05% PRN
Page 5 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 440,261 49,560 0.10% PRN
2 ISHARES TR 370,948 42,265 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.08% PRN
5 ISHARES TR 269,537 33,080 0.07% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.05% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.05% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.05% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 ISHARES TR 205,776 22,629 0.05% PRN
14 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
15 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.04% PRN
16 GREENBRIER COS INC 18,750,000 20,015 0.04% PRN
17 ALTRA INDL MOTION CORP 17,500,000 19,862 0.04% PRN
18 LGIH 12,750,000 19,826 0.04% PRN
19 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
20 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
21 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
22 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
23 HOLOGIC INC 15,389,000 18,716 0.04% PRN
24 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
25 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
26 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
27 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
28 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
29 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
30 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
31 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
32 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
33 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
34 WORKDAY INC 15,000,000 16,725 0.04% PRN
35 SPDR SERIES TRUST 541,467 16,666 0.04% PRN
36 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
37 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.03% PRN
38 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
39 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
40 POWERSHARES ETF TR II 852,030 15,677 0.03% PRN
41 SOLAZYME INC 29,287,000 15,064 0.03% PRN
42 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
43 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
44 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
45 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
46 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
47 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
48 TESARO INC 5,000,000 12,534 0.03% PRN
49 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
50 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
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