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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
251 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.05%
252 PUBLIC SVC ENTERPRISE GRP IN 423,188 19,724 0.05%
253 CALGON CARBON CORP 1,485,470 19,533 0.04%
254 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
255 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
256 MADDEN STEVEN LTD COM 562,040 19,210 0.04%
257 CHICOS FAS INC 1,792,168 19,194 0.04%
258 TYSON FOODS INC 286,670 19,146 0.04%
259 JPMORGAN CHINA REGION FD INC 1,257,976 19,121 0.04%
260 PUBLIC STORAGE 74,772 19,110 0.04%
261 GDL FUND 1,922,448 19,089 0.04%
262 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
263 Lloyds Banking Group Plc 6,377,197 18,940 0.04%
264 BLACKROCK RES COMMODITIES 2,458,605 18,931 0.04%
265 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
266 RELX PLC 1,003,800 18,771 0.04%
267 HOLOGIC INC 15,389,000 18,716 0.04% PRN
268 AUTOHOME INC 922,368 18,548 0.04%
269 INTUIT 165,817 18,506 0.04%
270 ISHARES TR 535,226 18,390 0.04%
271 MEMORIAL RESOURCE DEV CORP 1,151,525 18,286 0.04%
272 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
273 COMERICA INC 440,531 18,119 0.04%
274 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
275 KELLOGG CO 219,530 17,924 0.04%
276 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
277 BLACKSTONE MTG TR INC 644,893 17,844 0.04%
278 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
279 MICROSOFT CORP 346,781 17,744 0.04%
280 NCR CORP NEW 635,475 17,647 0.04%
281 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
282 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
283 BOULDER GROWTH & INCOME FUND COM 2,157,801 17,542 0.04%
284 COMMUNICATIONS SALES&LEAS 592,367 17,119 0.04%
285 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
286 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
287 CHECK POINT SOFTWARE TECH LT 213,494 17,011 0.04%
288 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
289 BLOOMIN BRANDS INC 949,045 16,959 0.04%
290 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
291 BLACKHAWK NETWORK 504,520 16,896 0.04%
292 SONY GROUP CORP 574,896 16,873 0.04%
293 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
294 BARD C R INC 71,587 16,834 0.04%
295 WORKDAY INC 15,000,000 16,725 0.04% PRN
296 AMBEV SA 2,811,000 16,613 0.04%
297 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
298 GREAT PLAINS ENERGY INC 540,782 16,439 0.04%
299 HEWLETT PACKARD ENTERPRISE C 899,615 16,435 0.04%
300 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
Page 6 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 ALPHABET INC 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 CISCO SYS INC 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 PFIZER INC 21,965,958 773,420 1.63%
12 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 APPLE INC 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 MICROSOFT CORP 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 VISA INC 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS LIMITED 4,393,698 362,084 0.76%
36 ALPHABET INC 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO & CO NEW 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 EATON CORP PLC 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 JOHNSON & JOHNSON 2,458,236 298,183 0.63%
48 AT&T INC 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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